Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Troy, Robert Caiaze, Adam Reed, James McNairRBC Wealth ManagementWells Fargo Advisors$60001-24-2018
Carlton PaceRBC Wealth ManagementWells Fargo Advisors$20001-16-2018
Mark Santia, Edmund FosterRBC Wealth ManagementUBS Financial Services$36611-30-2017
Timothy WoodsRBC Wealth ManagementUBS Financial Services$25011-21-2017
Joseph A. Friend, Ross GordonRBC Wealth ManagementWells Fargo Advisors$20811-08-2017
Allen Langer, J. Fredrick Martinez, Marnie RoseRBC Wealth ManagementUBS Financial Services$23111-03-2017
Dan ShermanRBC Wealth ManagementMorgan Stanley Wealth Management$18011-02-2017
Alfred L. Hobgood III, Alfred L. Hobgood IV, A. Harrison PeatrossRBC Wealth ManagementWells Fargo Advisors$18211-02-2017
Paul Hendershot, Carsten FredericksonRBC Wealth ManagementMorgan Stanley Wealth Management$14011-02-2017
George Dominello, William DominelloRBC Wealth ManagementWells Fargo Advisors$39510-30-2017
Larry Prutch, Cengiz Volkan, Alan Goldstein, Neil FujitaRBC Wealth ManagementBank of America Merrill Lynch$61010-27-2017
Larry Lytle RBC Wealth ManagementBank of America Merrill Lynch$11510-03-2017
Todd MitchellRBC Wealth ManagementUBS Financial Services$22009-01-2017
Cason Swinn, Daniel Toll, Tahirih TollRBC Wealth ManagementBank of America Merrill Lynch$35008-31-2017
James Carbonell, Matthew Forrey, Amy CaffeseRBC Wealth ManagementWells Fargo Advisors$36508-30-2017
Jared R. SmithRBC Wealth ManagementJanney Montgomery Scott$14508-30-2017
Bruce Georgi, Gerald BarkleyRBC Wealth ManagementWells Fargo Advisors$20508-30-2017
Amir Navab, Bradley Finnigan and Shamya UllahRBC Wealth ManagementMorgan Stanley Wealth Management$26908-10-2017
Paul Roche, Christopher BaylesRBC Wealth ManagementMorgan Stanley Wealth Management$60008-08-2017
Allen SmithRBC Wealth ManagementHilltop Securities$18008-04-2017
Doug Sharon, Carey BoschRBC Wealth ManagementMorgan Stanley Wealth Management$1,00007-18-2017
Brandt Haring, Joe SmartRBC Wealth ManagementBank of America Merrill Lynch$31806-29-2017
Tonya NicholsRBC Wealth ManagementRobert W. Baird & Co.$12206-02-2017
Tracey Schusterman, Rosa MazzoneRBC Wealth ManagementUBS Financial Services$37504-21-2017
Joe PecheRBC Wealth ManagementBank of America Merrill Lynch$30004-19-2017
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Showing 1 to 25 of 109 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.


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