Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Friedman, Jeremy Friedman Raymond JamesWells Fargo Advisors$13005-23-2017
Jeff Holloway, Sean Harman, Betty Wilson, Amanda Miller, Whitney ScobeeRaymond JamesWells Fargo Advisors$27505-18-2017
Ken Robbins, Kathy RoshayRaymond JamesD.A. Davidson & Co.$17705-17-2017
Richard GrobmanRaymond JamesOppenheimer$42005-15-2017
Mark PojednicRaymond JamesWells Fargo Advisors$19405-11-2017
Ali MandalinciRaymond JamesUBS Financial Services$13005-04-2017
Michael Jeppson, Angie DusoRaymond JamesBank of America Merrill Lynch$40005-02-2017
Stephen Spector, Peter Frisch Raymond JamesWells Fargo Advisors$45004-27-2017
Beth Sweeney, Eric SweeneyRaymond JamesWells Fargo Advisors$8204-27-2017
Walter StamperRaymond JamesBank of America Merrill Lynch$14704-27-2017
David Anderson, and George HallRaymond JamesBank of America Merrill Lynch$40004-19-2017
John Watts, Steuart Evans, Russell Henshaw, Bradford FlowersRaymond JamesWells Fargo Advisors$70004-18-2017
Lisa McIntire Shaw, Clif McIntire, Nathan Peterson, Jonathan LindnerRaymond JamesWells Fargo Advisors$23004-13-2017
Harmon Raymond JamesMorgan Stanley Wealth Management$10604-05-2017
John Chidwick, Ealon S. "Tripp" Thompson III, Richard B. Megorden II, Metin KurkcuRaymond JamesTriad Advisors$15004-03-2017
William Blake Raymond JamesWells Fargo Advisors$16003-31-2017
Ashley Banks, Donna CarrollRaymond JamesBank of America Merrill Lynch$11203-22-2017
Brian Pick, Terri Fought, Michael Bridgham, Advisor Craig, Christine EngelRaymond JamesBank of America Merrill Lynch$35003-21-2017
Sam Kim, Scott MannRaymond JamesWells Fargo Advisors$13803-20-2017
Michael GermanoRaymond JamesCitigroup$10003-16-2017
David Lum, Michael Piazza, Theresa McMastersRaymond JamesBank of America Merrill Lynch$22003-15-2017
Patricia Bennett, Heather Poole, Kristen SwansonRaymond JamesBank of America Merrill Lynch$13803-08-2017
Bradford S. ParsonsRaymond JamesBank of America Merrill Lynch$11503-06-2017
Janis Cross, Matthew West, A.J. SchultzRaymond JamesMorgan Stanley Wealth Management$14403-02-2017
Preston CovingtonRaymond JamesWells Fargo Advisors$37502-27-2017
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Showing 1 to 25 of 280 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.