Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sam Oakley, Jon Lockmiller, Brian Dixon, Taylor Francis, Beverly HerbertRaymond JamesSuntrust Investment Services$70011-08-2017
Mark Lazar, John Bergerson, Morgan IrvinRaymond JamesWells Fargo Advisors$26511-07-2017
David KatzRaymond JamesAmeriprise Financial$10010-30-2017
Barry Salzman, Joshua Mauer, Michael Robert HoffRaymond JamesMorgan Stanley Wealth Management$17510-20-2017
William Keaton, Alfred SamsRaymond JamesSuntrust Investment Services$54010-18-2017
Marty Carroll, Jennifer CarrollRaymond JamesBank of America Merrill Lynch$16010-09-2017
Wayne Green, Theresa GreenRaymond JamesMorgan Stanley Wealth Management$17009-21-2017
Leonard Alsfeld, Leo Barros, Chris McLaughlin, Jannie MarkeyRaymond JamesFBT Investments$24009-18-2017
W. Bowen McRae, Roger Sullivan, Kyle Hawthorne Raymond JamesWells Fargo Advisors Financial Network$20009-05-2017
Rosa EblingRaymond JamesRobert W. Baird & Co.$19308-29-2017
Jack BayerRaymond JamesJ.P. Morgan Securities LLC$23008-29-2017
John Edgecomb Sr., John Robb Edgecomb Jr., Evette Mock-HernandezRaymond JamesBank of America Merrill Lynch$20008-22-2017
Keith Bock, Mark Downey, Jason Peterson, Janet EmhofRaymond JamesWells Fargo Advisors$30008-03-2017
Todd Kissel, Joshua Pasahow, Ida Ng, John RiveraRaymond JamesMorgan Stanley Wealth Management$50008-02-2017
Stephen Neff, Kim OhlerRaymond JamesBank of America Merrill Lynch$20007-27-2017
Gail Giclas Raymond JamesBank of America Merrill Lynch$37707-27-2017
Roger Sullivan, Kyle HawthorneRaymond JamesWells Fargo Advisors Financial Network$14507-21-2017
John Houchin, James ErnstRaymond JamesWells Fargo Advisors$23007-17-2017
Steve WrayRaymond JamesEdward Jones$7507-03-2017
Brian HartzellRaymond JamesBank of America Merrill Lynch$10006-30-2017
Bob SolanoRaymond JamesMorgan Stanley Wealth Management$10006-29-2017
Ronald Kikawa, Karen K.Y. Yasukawa, Gregg Matsuura, Wesley K. Yamamoto, Susanne M. Millard, Paul Yamashita, Kelly Kimura, Reid KobashigawaRaymond JamesUBS Financial Services$3,50006-27-2017
Scott W. Powers, Gregg Powers, Sean C. SillRaymond JamesWells Fargo Advisors$50006-26-2017
Kathleen Hobart, Denise Leong, Kristin CarrRaymond JamesMorgan Stanley Wealth Management$16506-22-2017
Thomas Burger, Jeanne HagarRaymond JamesLincoln Financial$15006-21-2017
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Showing 1 to 25 of 313 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.