Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.¬ęConsidering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.
|Adviser(s)||Firm joining||Firm leaving||AUM ($M)||Date|
|Michael J. McHugh||Robert W. Baird & Co.||Charles Schwab||$350||04-02-2015|
|Kevin J. Cross||Robert W. Baird & Co.||Charles Schwab||$400||11-25-2013|
|Fred Gartrell||Robert W. Baird & Co.||Charles Schwab||$425||10-08-2012|
|William Norris, Shawn Smith||Robert W. Baird & Co.||Charles Schwab||$640||10-04-2011|
|Dominic Capuano, Timothy M. Butler||Robert W. Baird & Co.||Charles Schwab||$600||09-06-2011|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.