Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
|Adviser(s)||Firm joining||Firm leaving||AUM ($M)||Date|
|Daniel J. Phillips||Robert W. Baird & Co.||UBS Financial Services||$105||06-18-2013|
|Gerald D. Brennan, James R. Seidel, Lynn L. Kittelson||Robert W. Baird & Co.||UBS Financial Services, Northern Trust||$215||03-18-2013|
|John Duguid||Robert W. Baird & Co.||Morgan Stanley Wealth Management||$135||04-27-2012|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.