Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.Â«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.
|Adviser(s)||Firm joining||Firm leaving||AUM ($M)||Date|
|Matthew Fields, Tonya Nichols||Robert W. Baird & Co.||Bank of America Merrill Lynch||$170||06-28-2012|
|David L. Louthan||Robert W. Baird & Co.||Wedbush Securities||$80||12-05-2011|
|Tom Shipley||Robert W. Baird & Co.||Wedbush Securities||$135||10-21-2011|
|Clark Robert "Rob" Nye||Robert W. Baird & Co.||Seattle Northwest Securities||$220||08-31-2011|
|David Marshall, Gavin Amato||Robert W. Baird & Co.||Morgan Stanley Wealth Management||$400||05-04-2011|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.