Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Morrison, Matthew Nordmann, Michael NordmannSecurities AmericaInvest Financial$12004-10-2018
Michael GandetSecurities AmericaNational Planning$22003-07-2018
Wayne WagnerSecurities AmericaNational Planning$17703-07-2018
Aron SommerSecurities AmericaInvest Financial$31903-07-2018
Wayne WagnerSecurities AmericaLPL Financial$9101-31-2018
Curtis RobertsonSecurities AmericaAurora Securities$6009-22-2017
Russ Lane, Angie Ford, Andy Massieon, Rob Lane, Steve Adamson, Brian Luther, Grant Lane, Tom Bauer, John Rundle, and Todd AdrianSecurities AmericaNational Planning$34007-17-2017
Michael SeeseSecurities AmericaLPL Financial$7106-07-2017
Todd KimpelSecurities AmericaLPL Financial$8106-06-2017
Bruce PorterSecurities AmericaEdward Jones$11203-01-2017
Bob RossiSecurities AmericaFSC Securities$22502-15-2016
Felix Jones Securities AmericaLPL Financial$8009-16-2015
Scott Bordelon, Larry Lock, Steven HollisSecurities AmericaLPL Financial$80007-09-2015
Randy ScritchfieldSecurities AmericaH. Beck, Inc.$11505-15-2015
Marcos Andujar, Kristopher Beaulieu, Neil Van ZandtSecurities AmericaWFG Investments$12004-27-2015
Terry Bethea, Larry AngstSecurities AmericaLPL Financial$10002-17-2015
Cody Siebert, Ronald Briggs, Shawn Loring, James KlodoskySecurities AmericaFirst Global Capital$13911-24-2014
John F. Donovan Securities AmericaLincoln Financial$010-31-2014
Anthony ValenciaSecurities AmericaJPMorgan Chase & Co.$6009-11-2014
Thomas H. CarlsonSecurities AmericaVALIC Financial Advisors$8107-28-2014
Jonathan Lifschutz, David ReedSecurities AmericaMorgan Stanley Wealth Management$7504-17-2014
Dana Webb, Curren WebbSecurities AmericaManarin Securities Corporation$10001-17-2014
Paul J. MerzSecurities AmericaValmark Securities$8401-02-2014
Kathy M. KeadleSecurities AmericaLincoln Financial$14011-14-2013
Wayne MaierSecurities AmericaNational Planning$41409-20-2013
Next Page »

Showing 1 to 25 of 35 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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