Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen LawandalesSecurities Service NetworkFSC Securities$20008-26-2016
Mark Congdon, Terry Muchler, Ken BlazickSecurities Service NetworkCadaret Grant$43006-09-2015
Peter WolkSecurities Service NetworkLPL Financial$5008-18-2014
Donnel M. DickersonSecurities Service NetworkWalnut Street Securities$10005-15-2013
Frank LevySecurities Service NetworkJohn Hancock Financial Services$17002-15-2013
Paul TingleySecurities Service NetworkProequities$35012-14-2012
Robert Zyzo, Irina LeuthSecurities Service NetworkLPL Financial$5009-18-2012
Matthew FranklinSecurities Service NetworkRaymond James$5606-05-2012
David HilditchSecurities Service NetworkWoodbury Financial Services$6805-30-2012

Showing 1 to 9 of 9 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.


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