Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Phillip RogersStifel Nicolaus & Co.Wunderlich Securities$10611-20-2017
Phillip MacDonald Stifel Nicolaus & Co.Bank of America Merrill Lynch$7011-20-2017
Ken Ramos, Gary RudowStifel Nicolaus & Co.Morgan Stanley Wealth Management$32511-02-2017
Mark P. SullivanStifel Nicolaus & Co.Morgan Stanley Wealth Management$10510-25-2017
Frederic ShibelStifel Nicolaus & Co.Morgan Stanley Wealth Management$12510-23-2017
Steve DaileyStifel Nicolaus & Co.Morgan Stanley Wealth Management$10010-19-2017
David SafarianStifel Nicolaus & Co.Wells Fargo Advisors$11609-29-2017
Amandus 'Buz' FreyStifel Nicolaus & Co.Wells Fargo Advisors$11809-20-2017
David HatcherStifel Nicolaus & Co.FSC Securities$6209-06-2017
Henry Scott Kruse, Robert Schmidt, Jim GaudetteStifel Nicolaus & Co.Oppenheimer$34208-18-2017
Nicholas Dukas, Jason DukasStifel Nicolaus & Co.Wells Fargo Advisors$14008-18-2017
Mark CisselStifel Nicolaus & Co.Morgan Stanley Wealth Management$5408-17-2017
William KoriathStifel Nicolaus & Co.RBC Wealth Management$6007-11-2017
James Ferrie, John BogostaStifel Nicolaus & Co.Wells Fargo Advisors$8007-11-2017
Patricia Jeannine TippinsStifel Nicolaus & Co.Wells Fargo Advisors$5606-15-2017
Christopher BarbeeStifel Nicolaus & Co.Oppenheimer$6106-15-2017
Donna KaneStifel Nicolaus & Co.UBS Financial Services$10505-12-2017
Mark Kopkin, Scott EnglehardtStifel Nicolaus & Co.Raymond James$16005-04-2017
Michael Nimmo, Christian Nimmo, Rachel NimmoStifel Nicolaus & Co.UBS Financial Services$10004-28-2017
Jon Garberg, Rebecca HellmanStifel Nicolaus & Co.Robert W. Baird & Co.$12503-14-2017
Kent Ray, Jeff Siefert, Greg SeilerStifel Nicolaus & Co.Wells Fargo Advisors$35002-24-2017
Mark Wielinga, Rosario PetrizzoStifel Nicolaus & Co.RBC Wealth Management$18002-13-2017
Jeff Tutor, Natasha SparksStifel Nicolaus & Co.Bank of America Merrill Lynch$20012-08-2016
Michael Anderson, Alvin Spencer, Richard Williams & Chris ArmourStifel Nicolaus & Co.Wells Fargo Advisors$60012-08-2016
Gary Hency, Leland RoiderStifel Nicolaus & Co.Wells Fargo Advisors$24811-30-2016
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.