Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brad Levin, David TracyTriad AdvisorsCommonwealth Financial Network$19003-16-2017
Thomas KarstenTriad AdvisorsDeWaay Financial Network$005-30-2012
John P. KeeneyTriad AdvisorsKeeney Financial Group $35005-17-2016
Bob Carson, Don Hannahs, Tim Kvech, Larry BriskinTriad AdvisorsLincoln Financial$60011-01-2010
John Paxton, Daniel F. Murphy, Christopher Farver, Aaron GibbsTriad AdvisorsLPL Financial$15008-03-2017
John Paxton, Daniel Murphy, Christopher Farver, Aaron GibbsTriad AdvisorsLPL Financial$15005-08-2017
Vincent MorrisTriad AdvisorsLPL Financial$4,00002-23-2017
Roy Williams, Steve LindenTriad AdvisorsLPL Financial$55011-14-2011
Terry WellsTriad AdvisorsLPL Financial$11110-11-2011
Simone Gladstone, Lynn CravinhoTriad AdvisorsMorgan Stanley Wealth Management$8010-17-2012
Brad Zapp, Mike Maisel, Paul Sartori, Trent LucasTriad AdvisorsNational Financial Partners$40009-19-2011
Brian P. BeckTriad AdvisorsNational Planning$13311-05-2014
Ty Bernicke, Barry BernickeTriad AdvisorsRaymond James$25010-15-2012
Mike PiershaleTriad AdvisorsRaymond James$15004-29-2011
Jason Connolly, Taylor Manry, Doug Everett, Adam WilsonTriad AdvisorsRoyal Alliance$25002-04-2013
Reby AdvisorsTriad AdvisorsRoyal Alliance$31005-08-2012
Dan E. Wagner, Jr.Triad AdvisorsThe Investment Center$26005-19-2014
Gitterman & AssociatesTriad AdvisorsVoya Financial Advisors$70007-19-2010
Daniel Head, Brian Dickey, Steven Witt, Barbara MillionTriad AdvisorsWells Fargo Advisors$19007-29-2016
Michael Eddy, Chris Eddy, Tony PalazzoTriad AdvisorsWells Fargo Advisors$35009-23-2015

Showing 1 to 20 of 20 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.


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