Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rod Loewenthal, Kevin Kamholz, Betsy Mason, Justin McIntireUBS Financial ServicesBank of America Merrill Lynch$90011-03-2017
Thomas MelohnUBS Financial ServicesMorgan Stanley Wealth Management$20009-29-2017
Joseph CaselleUBS Financial ServicesBank of America Merrill Lynch$25009-29-2017
Deborah R. Johnston, Erica Frantz, Beth Peterson, Hannah MasonUBS Financial ServicesRBC Wealth Management$22307-18-2017
Jackie Kunkel, Don KunkelUBS Financial ServicesBank of America Merrill Lynch$75507-12-2017
Brian Meulebrouck, George AndresUBS Financial ServicesBank of America Merrill Lynch$22007-12-2017
Christopher Aitken, Shelby Aitken, and Ken TonningUBS Financial ServicesBank of America Merrill Lynch$90005-17-2017
Michael Miremadi, Christopher Heintz, Teresa UzetaUBS Financial ServicesBank of America Merrill Lynch$20005-05-2017
Steven Goldman, Lynn Fryckberg, Douglas Pires, Lulu Xu, Jordan CotterUBS Financial ServicesMorgan Stanley Wealth Management$37808-17-2016
Rodney Haug, Oliver DudaUBS Financial ServicesMorgan Stanley Wealth Management$60006-10-2016
Jeffrey AlecciUBS Financial ServicesMorgan Stanley Wealth Management$20005-26-2016
Don Donnally, David GreenmanUBS Financial ServicesJPMorgan Chase & Co.$59011-03-2015
Mark C. HutchinsonUBS Financial ServicesCredit Suisse Wealth Services$20411-03-2015
Neil Short UBS Financial ServicesJPMorgan Chase & Co.$10510-09-2015
Matt StreiffUBS Financial ServicesMorgan Stanley Wealth Management$9410-09-2015
James LipariUBS Financial ServicesBank of America Merrill Lynch$23009-03-2015
David Sobocinski, Julian Frank, Marc Wong, Mark RemigioUBS Financial ServicesMorgan Stanley Wealth Management$95008-28-2015
Michael Carr, Kirk Ruth, Jeff Hogue, Jeff RizzoUBS Financial ServicesBank of America Merrill Lynch$87008-20-2015
Alli McCartney, Miguel Hennessy, David Wardrop, Jordan MahaffeyUBS Financial ServicesJPMorgan Chase & Co.$5,00008-16-2015
Glenn Arthurs, Chris Malof, Jay Blair, Wyatt ArthursUBS Financial ServicesMorgan Stanley Wealth Management$2,00008-10-2015
Frank Coiro, Larry Glickstein, Brian FreyUBS Financial ServicesMorgan Stanley Wealth Management$40007-30-2015
Gary Amaral UBS Financial ServicesBank of America Merrill Lynch$33005-08-2015
Andrew C. OberUBS Financial ServicesBank of America Merrill Lynch$16004-22-2015
John L. GreeneUBS Financial ServicesBank of America Merrill Lynch$6312-11-2014
Steven ScaliciUBS Financial ServicesBank of America Merrill Lynch$10311-17-2014
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Showing 1 to 25 of 121 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.