Sponsored By
Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
Filters
Adviser(s)
Firm leaving
Firm joining
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| David Drucker | Aegis Capital | Oppenheimer | N/A | 09-20-2011 |
| Stanley Crouch, Victor Saul | Aegis Capital | Herbert J. Sims & Co. | $250 | 07-11-2011 |
| Robert Millstone | Aegis Capital | Bishop Rosen | $100 | 04-15-2011 |
| Daniel Freedman | Aegis Capital | Bishop Rosen | $60 | 04-11-2011 |
| Randy Ross | Aegis Capital | UBS Financial Services | $60 | 02-14-2011 |
| David Ferri, Michael McDonald | Aegis Capital | JHS Capital Advisors | $60 | 02-04-2011 |
| Michael Moss, Phil Smolowitz | Aegis Capital | Stifel Nicolaus & Co. | $150 | 12-09-2010 |
| Gunn Allen Branch at 40 Wall St. | Aegis Capital | Gunn Allen Financial | $375 | 03-26-2010 |
Showing 1 to 8 of 8 entries
Page 1
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.