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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Jay L. Geaslen | Ameriprise Financial | Bank of America Merrill Lynch | $194 | 04-30-2013 |
| Leasha D. Flammio-Watson | Ameriprise Financial | Wells Fargo Advisors | $90 | 04-29-2013 |
| John J. Nelson, Jon T. Nelson | Ameriprise Financial | Wells Fargo Advisors | $125 | 04-29-2013 |
| Donald A. Jones, Trevor Jones | Ameriprise Financial | UBS Financial Services | N/A | 04-29-2013 |
| William T. Patton | Ameriprise Financial | Morgan Stanley Smith Barney | $150 | 04-29-2013 |
| Norman G. Howarth | Ameriprise Financial | LPL Financial | $195 | 04-29-2013 |
| Levent Bayrasli, Russell Smith | Ameriprise Financial | Bank of America Merrill Lynch | $95 | 11-28-2012 |
| Ziv Ohel, Bill Duncan | Ameriprise Financial | Morgan Stanley Smith Barney | $275 | 11-28-2012 |
| John Cartolano | Ameriprise Financial | LPL Financial | $200 | 08-23-2012 |
| John Lupi and Associates | Ameriprise Financial | Wells Fargo Advisors | $101 | 08-21-2012 |
| James Marchesi and Associates | Ameriprise Financial | LPL Financial | $115 | 08-21-2012 |
| Kevin Donoghue, James Donoghue | Ameriprise Financial | Lincoln Financial | $84 | 04-10-2012 |
| Charles Hart | Ameriprise Financial | VSR Financial Services | $114 | 03-30-2012 |
| David Lowe | Ameriprise Financial | Bank of America Merrill Lynch | $88 | 03-22-2012 |
| Keith Somers | Ameriprise Financial | LPL Financial | $51 | 03-22-2012 |
| John Levitz | Ameriprise Financial | Morgan Stanley Smith Barney | $87 | 03-22-2012 |
| Michele Colarusso | Ameriprise Financial | LPL Financial | $65 | 03-22-2012 |
| Dan Dijak | Ameriprise Financial | Raymond James | $81 | 03-22-2012 |
| Mark Brellis | Ameriprise Financial | Morgan Stanley Smith Barney | $81 | 03-22-2012 |
| Robert Holland, Denise Holland | Ameriprise Financial | Summit Brokerage Services | $96 | 03-22-2012 |
| Ed Hanks | Ameriprise Financial | Wells Fargo Advisors | $134 | 03-22-2012 |
| Doug Viellette, Dan Danoto | Ameriprise Financial | Morgan Stanley Smith Barney | $211 | 03-16-2012 |
| Aaron Wolson | Ameriprise Financial | Wells Fargo Advisors | $52 | 02-17-2012 |
| Joseph O'Keefe | Ameriprise Financial | Morgan Stanley Smith Barney | $64 | 02-17-2012 |
| Brian McCarren | Ameriprise Financial | Janney Montgomery Scott | $114 | 02-13-2012 |
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.