Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Ellis, William EllisAmeriprise FinancialCommonwealth Financial$17009-07-2016
Dean WeaverAmeriprise FinancialUBS Financial Services$26108-26-2016
Frank CoussensAmeriprise FinancialBank of America Merrill Lynch$13208-19-2016
James J. O'BrienAmeriprise FinancialCetera$9207-15-2016
Joe CunninghamAmeriprise FinancialSagePoint Financial$7307-15-2016
Martin MooreAmeriprise FinancialUBS Financial Services$12007-01-2016
Michael GimlinAmeriprise FinancialNational Planning$11707-01-2016
David DitzelAmeriprise FinancialRaymond James$7206-29-2016
John KnudsonAmeriprise FinancialOppenheimer$8006-15-2016
Scott DowAmeriprise FinancialNorthwestern Mutual $11706-09-2016
Jack CooleyAmeriprise FinancialRBC Wealth Management$7206-03-2016
Pradeep GokhaleAmeriprise FinancialBank of America Merrill Lynch$7505-20-2016
Jeffrey MillerAmeriprise FinancialInvestment Centers of America$12505-16-2016
Matthew SchradyAmeriprise FinancialMorgan Stanley Wealth Management$11705-06-2016
Bill AustinAmeriprise FinancialWells Fargo Advisors$10905-02-2016
Jamie SutherlandAmeriprise FinancialWells Fargo Advisors$8004-29-2016
Michael GarofaloAmeriprise FinancialVoya Financial Advisors$7504-29-2016
Michael MaherAmeriprise FinancialStifel Nicolaus & Co.$11204-15-2016
J. Leland Davis, Jeremy L. DavisAmeriprise FinancialCetera$18012-03-2015
Buzz MintonAmeriprise FinancialLPL Financial$7211-06-2015
Scott HusnickAmeriprise FinancialRaymond James$14311-06-2015
Frederic WoloshinAmeriprise FinancialJanney Montgomery Scott$7111-05-2015
Josh ShepherdAmeriprise FinancialUBS Financial Services$6810-30-2015
Gary WhittakerAmeriprise FinancialStifel Nicolaus & Co.$6210-23-2015
Sandra SmithAmeriprise FinancialMJ Whitman$23008-28-2015
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Showing 1 to 25 of 122 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.