Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
J. Leland Davis, Jeremy L. DavisAmeriprise FinancialCetera$18012-03-2015
Buzz MintonAmeriprise FinancialLPL Financial$7211-06-2015
Scott HusnickAmeriprise FinancialRaymond James$14311-06-2015
Frederic WoloshinAmeriprise FinancialJanney Montgomery Scott$7111-05-2015
Josh ShepherdAmeriprise FinancialUBS Financial Services$6810-30-2015
Gary WhittakerAmeriprise FinancialStifel Nicolaus & Co.$6210-23-2015
Sandra SmithAmeriprise FinancialMJ Whitman$23008-28-2015
Clare HiattAmeriprise FinancialWells Fargo Advisors$5407-24-2015
Richard BarberAmeriprise FinancialWells Fargo Advisors$6307-24-2015
David OdomAmeriprise FinancialWells Fargo Advisors$10707-24-2015
Glenn KenesAmeriprise FinancialWells Fargo Advisors$19007-24-2015
Brian McDaid Ameriprise FinancialSecurities America$7907-24-2015
Derrick T. WellsAmeriprise FinancialEdward Jones$10307-17-2015
Kenton McMahon Ameriprise FinancialWells Fargo Advisors$16107-17-2015
Chris PlechyAmeriprise FinancialStifel Nicolaus & Co.$14107-10-2015
John Yetman, Adam GoddardAmeriprise FinancialMorgan Stanley Wealth Management$9606-26-2015
Jason DonethAmeriprise FinancialLPL Financial$14705-15-2015
David Dominici, Ray Nowak, Jacqueline ZapicchiAmeriprise FinancialSignator Investors$14105-15-2015
James WalkerAmeriprise FinancialWells Fargo Advisors$5504-30-2015
William 'Bill' LukeAmeriprise FinancialWells Fargo Advisors$10204-30-2015
Henry ShoresAmeriprise FinancialWells Fargo Advisors$6604-30-2015
Karen HigginsAmeriprise FinancialWells Fargo Advisors$10204-30-2015
Kevin WoodAmeriprise FinancialWells Fargo Advisors$15404-30-2015
David FlandersAmeriprise FinancialWells Fargo Advisors$5404-24-2015
Richard McMahonAmeriprise FinancialSecurities America$8403-30-2015
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Showing 1 to 25 of 104 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.