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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David FlandersAmeriprise FinancialWells Fargo Advisors$5406-02-2015
James WalkerAmeriprise FinancialWells Fargo Advisors$5506-02-2015
William 'Bill' LukeAmeriprise FinancialWells Fargo Advisors$10206-02-2015
Henry ShoresAmeriprise FinancialWells Fargo Advisors$6606-02-2015
Karen HigginsAmeriprise FinancialWells Fargo Advisors$10206-02-2015
Kevin WoodAmeriprise FinancialWells Fargo Advisors$15406-02-2015
Ralph FreibartAmeriprise FinancialLPL Financial$6105-05-2015
James MottelerAmeriprise FinancialWells Fargo Advisors$7105-05-2015
Brian DuelferAmeriprise FinancialWells Fargo Advisors$9705-05-2015
Richard McMahonAmeriprise FinancialSecurities America$8405-05-2015
Mike Schaefer, Michael Berges, Dustin McWhirter, Darien Fritts, Steven LundeenAmeriprise FinancialWaddell and Reed$15305-05-2015
Marc LevyAmeriprise FinancialMetLife Securities$6204-02-2015
John RojasAmeriprise FinancialWells Fargo Advisors$7004-02-2015
Robert ShanksAmeriprise FinancialEdward Jones$12804-02-2015
Jim MottelerAmeriprise FinancialWells Fargo Advisors$8003-20-2015
Robert LumAmeriprise FinancialMJ Whitman$7603-09-2015
William GeraghtyAmeriprise FinancialMJ Whitman$16503-09-2015
W. Ware Smith, Jr.Ameriprise FinancialUBS Financial Services$8502-09-2015
Brian CaseyAmeriprise FinancialMorgan Stanley Wealth Management$7702-09-2015
Thomas CarusoAmeriprise FinancialMorgan Stanley Wealth Management$10502-09-2015
Scott NeffAmeriprise FinancialMorgan Stanley Wealth Management$11601-05-2015
Brooks StaplesAmeriprise FinancialU.S. Bancorp Investments$6901-05-2015
Mark Frederick, Timothy Breitfelder, Larry EggersAmeriprise FinancialU.S. Bancorp Investments$21301-05-2015
Robert McDonaldAmeriprise FinancialMorgan Stanley Wealth Management$9512-03-2014
Robert L. BreenAmeriprise FinancialWells Fargo Advisors$6312-03-2014
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.