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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert McDonaldAmeriprise FinancialMorgan Stanley Wealth Management$9512-03-2014
Robert L. BreenAmeriprise FinancialWells Fargo Advisors$6312-03-2014
Hulon B. WhatleyAmeriprise FinancialLPL Financial$6612-03-2014
James G. OsborneAmeriprise FinancialWells Fargo Advisors$8812-03-2014
Chad R. BarberAmeriprise FinancialEdward Jones$7012-03-2014
Mitchell R. McCannAmeriprise FinancialRaymond James$10712-03-2014
Charles A. SmithAmeriprise FinancialLPL Financial$16511-04-2014
Sandra J. HudginsAmeriprise FinancialBank of America Merrill Lynch$10009-09-2014
Ronald CamisascaAmeriprise FinancialMorgan Stanley Wealth Management$9609-09-2014
Kevin P. BarnesAmeriprise FinancialProEquities$14809-09-2014
Steven JacobsonAmeriprise FinancialRaymond James$12409-09-2014
John E. LedfordAmeriprise FinancialCommonwealth Financial Network$13809-09-2014
Louis Ciliberti Ameriprise FinancialAmerican Portfolios$15008-04-2014
Scott CodacoviAmeriprise FinancialPark Avenue Securities$10008-04-2014
Len Clarizio, Tony Sciuto Ameriprise FinancialAmerican Portfolios$11408-04-2014
John PoultonAmeriprise FinancialMorgan Stanley Wealth Management$12507-18-2014
Christopher KnustAmeriprise FinancialMorgan Stanley Wealth Management$14707-18-2014
Gary BaumgartnerAmeriprise FinancialMorgan Stanley Wealth Management$7406-13-2014
Robert Wallace, Jacyne Woodcox, William McCallAmeriprise FinancialSterne Agee & Leach$12906-13-2014
Shaena MillerAmeriprise FinancialWRP Investments$8906-13-2014
Phillip AndersonAmeriprise FinancialLPL Financial$5706-13-2014
Kim IsaacsonAmeriprise FinancialMorgan Stanley Wealth Management$12206-13-2014
Julie LinAmeriprise FinancialUBS Financial Services$5012-02-2013
James CarterAmeriprise FinancialUBS Financial Services$13012-02-2013
Michael Cooper, Sidney CooperAmeriprise FinancialMorgan Stanley Wealth Management$20012-02-2013
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.