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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John PoultonAmeriprise FinancialMorgan Stanley Wealth Management$12507-18-2014
Christopher KnustAmeriprise FinancialMorgan Stanley Wealth Management$14707-18-2014
Gary BaumgartnerAmeriprise FinancialMorgan Stanley Wealth Management$7406-13-2014
Robert Wallace, Jacyne Woodcox, William McCallAmeriprise FinancialSterne Agee & Leach$12906-13-2014
Shaena MillerAmeriprise FinancialWRP Investments$8906-13-2014
Phillip AndersonAmeriprise FinancialLPL Financial$5706-13-2014
Kim IsaacsonAmeriprise FinancialMorgan Stanley Wealth Management$12206-13-2014
Julie LinAmeriprise FinancialUBS Financial Services$5012-02-2013
James CarterAmeriprise FinancialUBS Financial Services$13012-02-2013
Michael Cooper, Sidney CooperAmeriprise FinancialMorgan Stanley Wealth Management$20012-02-2013
Kevin Farrell, John AngiulliAmeriprise FinancialPNC Investments $16012-02-2013
Jonathan B. AbramsAmeriprise FinancialHSBC Private Bank$8107-26-2013
Christine FranksAmeriprise FinancialRaymond James$8107-26-2013
Michael T. WalshAmeriprise FinancialUBS Financial Services$12007-26-2013
Jay L. GeaslenAmeriprise FinancialBank of America Merrill Lynch$19404-30-2013
Leasha D. Flammio-WatsonAmeriprise FinancialWells Fargo Advisors$9004-29-2013
John J. Nelson, Jon T. NelsonAmeriprise FinancialWells Fargo Advisors$12504-29-2013
Donald A. Jones, Trevor JonesAmeriprise FinancialUBS Financial Services$004-29-2013
William T. PattonAmeriprise FinancialMorgan Stanley Wealth Management$15004-29-2013
Norman G. HowarthAmeriprise FinancialLPL Financial$19504-29-2013
Levent Bayrasli, Russell SmithAmeriprise FinancialBank of America Merrill Lynch$9511-28-2012
Ziv Ohel, Bill DuncanAmeriprise FinancialMorgan Stanley Wealth Management$27511-28-2012
John CartolanoAmeriprise FinancialLPL Financial$20008-23-2012
John Lupi and AssociatesAmeriprise FinancialWells Fargo Advisors$10108-21-2012
James Marchesi and AssociatesAmeriprise FinancialLPL Financial$11508-21-2012
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.