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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mario FrattoBank of America Merrill LynchCitigroup$15312-10-2014
Heath McGallion, Christopher Davis, Stan Davis, Hugh Hawkins Bank of America Merrill LynchUBS Financial Services$39512-10-2014
Christopher Carbone, Charles Sergewick Bank of America Merrill LynchMorgan Stanley Wealth Management$20011-24-2014
Edward J. ViolaBank of America Merrill LynchMorgan Stanley Wealth Management$8311-24-2014
Richard Zinman Bank of America Merrill LynchMorgan Stanley Wealth Management$10411-24-2014
Ricardo GuerreroBank of America Merrill LynchJPMorgan Chase & Co.$10011-19-2014
Jay HiggenbothamBank of America Merrill LynchRaymond James$22511-19-2014
Kanwar Singh, Rajeev Rathi, Steve ColemanBank of America Merrill LynchUBS Financial Services$50010-24-2014
Robert BennettBank of America Merrill LynchUBS Financial Services$10810-03-2014
Wade WolfeBank of America Merrill LynchMorgan Stanley Wealth Management$30610-03-2014
Steven BullardBank of America Merrill LynchMorgan Stanley Wealth Management$11010-03-2014
Suzanne AustinBank of America Merrill LynchJPMorgan Chase & Co.$15010-03-2014
Mary Ellen BackerBank of America Merrill LynchHilliard Lyons$17210-03-2014
Robert LabriolaBank of America Merrill LynchMorgan Stanley Wealth Management$20007-17-2014
James Clarke, Philip WeyheBank of America Merrill LynchBarclays$28506-06-2014
Howard Rowen, Halsey SmithBank of America Merrill LynchUBS Financial Services; Deutsche Bank$3,00005-02-2014
Gerald SarokenBank of America Merrill LynchMorgan Stanley Wealth Management$11604-24-2014
Brian SarokenBank of America Merrill LynchMorgan Stanley Wealth Management$19304-24-2014
Michael Bromberg, Daniel GerschelBank of America Merrill LynchMorgan Stanley Wealth Management$40002-20-2014
Daniel J. RodriguezBank of America Merrill LynchWells Fargo Advisors$012-16-2013
Jeffrey KlingerBank of America Merrill LynchCredit Suisse Wealth Services$012-16-2013
Rodney M. WoodleyBank of America Merrill LynchUBS Financial Services$13012-16-2013
Kendall CottenBank of America Merrill LynchGoldman Sachs$32511-13-2013
Stephen Ruvituso, Lee Konopka, Robert Matluck, Todd Stankiewicz Bank of America Merrill LynchUBS Financial Services$1,00010-03-2013
John Molkentin, Denise Chin QueeBank of America Merrill LynchMorgan Stanley Wealth Management$18309-10-2013
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.