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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jim Ertmann, Ben Foster Bank of America Merrill LynchBarclays$80007-29-2015
David MunozBank of America Merrill LynchUBS Financial Services$007-29-2015
Peter Kong, John ShawBank of America Merrill LynchBarclays$007-28-2015
Will Leven, Alora Anderson, Anthony Hoff, Ashlee KeglerBank of America Merrill LynchUBS Financial Services$1,30007-24-2015
Anthony Chevalier, Vance Whitby Bank of America Merrill LynchUBS Financial Services$19307-17-2015
Barry Schneider, Cris Bera, Chris Dewhurst Bank of America Merrill LynchBarclays$75006-30-2015
Chad David, S.J. 'Jimbo' Robertson Jr., Chelsea SmithBank of America Merrill LynchUBS Financial Services$35006-30-2015
Matt Yonally, Chris Compogiannis Bank of America Merrill LynchUBS Financial Services$30006-02-2015
John Mirsepahi Bank of America Merrill LynchMorgan Stanley Wealth Management$005-19-2015
Shawn J. GoldBank of America Merrill LynchJPMorgan Chase & Co.$42504-23-2015
Jeffrey J. TompkinsBank of America Merrill LynchDeutsche Bank$16004-06-2015
Jon StevensBank of America Merrill LynchJanney Montgomery Scott$10004-02-2015
Ronald Slevin, George Gladman, Jared Stone, Jeffrey TuckerBank of America Merrill LynchRBC Wealth Management$30003-10-2015
Robert J. Debbs, Frederick J. Shapiro, Steven F. Colamarino, Albert David Hutzler IIIBank of America Merrill LynchUBS Financial Services$50003-09-2015
Michael Calvin, Guy Clayton Bank of America Merrill LynchUBS Financial Services$17502-26-2015
Bruce C. MunsterBank of America Merrill LynchMorgan Stanley Wealth Management$1,20002-11-2015
Haris HotBank of America Merrill LynchMorgan Stanley Wealth Management$22302-11-2015
Mahmoud El AwadiBank of America Merrill LynchMorgan Stanley Wealth Management$5001-26-2015
Dale WatersBank of America Merrill LynchUBS Financial Services$18501-05-2015
Margaret M. TowleBank of America Merrill LynchHightower Advisors$012-19-2014
Mario FrattoBank of America Merrill LynchCitigroup$15312-10-2014
Heath McGallion, Christopher Davis, Stan Davis, Hugh Hawkins Bank of America Merrill LynchUBS Financial Services$39512-10-2014
Christopher Carbone, Charles Sergewick Bank of America Merrill LynchMorgan Stanley Wealth Management$20011-24-2014
Edward J. ViolaBank of America Merrill LynchMorgan Stanley Wealth Management$8311-24-2014
Richard Zinman Bank of America Merrill LynchMorgan Stanley Wealth Management$10411-24-2014
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.