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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicole Primack Andres Bank of America Merrill LynchCredit Suisse Wealth Services$60011-02-2015
Lee Rosen, Elana Gofman, Karen Levy Bank of America Merrill LynchMorgan Stanley Wealth Management$30010-16-2015
Deborah Briskin, Chris Underhill, Brian BelakBank of America Merrill LynchUBS Financial Services$010-15-2015
Christopher Baldwin, Thomas Tyndorf, Andrew Skoglund Bank of America Merrill LynchCredit Suisse Wealth Services$3,50010-08-2015
Bob Krumholz, Becca Siegel Bank of America Merrill LynchWells Fargo Advisors$27009-28-2015
David Sterling Bank of America Merrill LynchCredit Suisse Wealth Services$009-17-2015
Brad Nettune, Trey Whipple Bank of America Merrill LynchMorgan Stanley Wealth Management$009-04-2015
Jin ParkBank of America Merrill LynchWells Fargo Advisors$15209-04-2015
Hyeon Kang, Larry Dime, Hung TranBank of America Merrill LynchMorgan Stanley Wealth Management$24808-07-2015
Stephen J. Renie, Michael S. Arthur, Jennifer S. Hall Bank of America Merrill LynchMorgan Stanley Wealth Management$30007-30-2015
Jim Ertmann, Ben Foster Bank of America Merrill LynchBarclays$80007-28-2015
Jason Hutton, Steven GottliebBank of America Merrill LynchBarclays$52007-23-2015
David MunozBank of America Merrill LynchUBS Financial Services$007-16-2015
Peter Kong, John ShawBank of America Merrill LynchBarclays$007-10-2015
Anthony Chevalier, Vance Whitby Bank of America Merrill LynchUBS Financial Services$19307-08-2015
Will Leven, Alora Anderson, Anthony Hoff, Ashlee KeglerBank of America Merrill LynchUBS Financial Services$1,30007-02-2015
Barry Schneider, Cris Bera, Chris Dewhurst Bank of America Merrill LynchBarclays$75006-19-2015
Chad David, S.J. 'Jimbo' Robertson Jr., Chelsea SmithBank of America Merrill LynchUBS Financial Services$35006-18-2015
Matt Yonally, Chris Compogiannis Bank of America Merrill LynchUBS Financial Services$30005-21-2015
John Mirsepahi Bank of America Merrill LynchMorgan Stanley Wealth Management$005-14-2015
Shawn J. GoldBank of America Merrill LynchJPMorgan Chase & Co.$42504-14-2015
Jeffrey J. TompkinsBank of America Merrill LynchDeutsche Bank$16003-20-2015
Jon StevensBank of America Merrill LynchJanney Montgomery Scott$10003-13-2015
Ronald Slevin, George Gladman, Jared Stone, Jeffrey TuckerBank of America Merrill LynchRBC Wealth Management$30003-06-2015
Robert J. Debbs, Frederick J. Shapiro, Steven F. Colamarino, Albert David Hutzler IIIBank of America Merrill LynchUBS Financial Services$50003-05-2015
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.