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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| David Frank, John Judkins | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $168 | 02-26-2013 |
| Edward Glenn, Pamela Staples | Bank of America Merrill Lynch | RBC Wealth Management | $300 | 02-26-2013 |
| Mickey Littmann | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $151 | 02-26-2013 |
| Quoc (Jon) Pham | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $82 | 02-14-2013 |
| William Terrell | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $137 | 02-14-2013 |
| Kevin Robertson | Bank of America Merrill Lynch | Piper Jaffrey | $588 | 02-14-2013 |
| Stephanie Greer | Bank of America Merrill Lynch | Wells Fargo Advisors | $189 | 02-14-2013 |
| Jason Lloyd | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $125 | 12-17-2012 |
| Dan Sandlin | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $151 | 12-17-2012 |
| Christine Reilly | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $159 | 12-17-2012 |
| David Vallie | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $160 | 12-17-2012 |
| Emory Ragsdale, Wade Myatt, Lynde Jackson | Bank of America Merrill Lynch | RBC Wealth Management | $152 | 12-17-2012 |
| Craig Weinstein | Bank of America Merrill Lynch | Credit Suisse Wealth Services | $174 | 12-17-2012 |
| Rebecca Rothstein & Team | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $2,500 | 10-22-2012 |
| Mark Kean | Bank of America Merrill Lynch | UBS Financial Services | $141 | 08-27-2012 |
| Lee Miller, Andrew Pleat | Bank of America Merrill Lynch | UBS Financial Services | $183 | 08-27-2012 |
| Westcott Jones, Scott Vogel | Bank of America Merrill Lynch | Wells Fargo Advisors | $1,000 | 08-20-2012 |
| Andrew Cappello, Christie Roberts | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $378 | 08-08-2012 |
| Matt Celenza, Larry DiGioia | Bank of America Merrill Lynch | Barclays Wealth | $790 | 07-31-2012 |
| James McKenzie, Ricardo Quiros, Mauricio Rubio | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $235 | 07-25-2012 |
| Robert Steingold, Geoffrey Orbach | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $177 | 07-25-2012 |
| Douglas McPherson, Dean Ridgway | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $148 | 07-25-2012 |
| Ryan Baker, Stuart Hamm | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | $130 | 03-14-2012 |
| Jose Fernandez, Juan Aleman | Bank of America Merrill Lynch | Citigroup | $260 | 03-14-2012 |
Showing 1 to 24 of 24 entries
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.