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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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Firm joining
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Nicholas T. Barlotta Jr., Daniel R. Cauley, Nicholas T. Barlotta III | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 05-07-2013 |
| Steven S. Phillips | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 05-07-2013 |
| James P. Luttrell Jr., Matthew J. Dahlman, Thomas A. Luttrell | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 05-07-2013 |
| Dennis Anderson | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 04-16-2013 |
| Betsy Dickson , Dawn Dickson | Benjamin F. Edwards & Co. | UBS Financial Services | N/A | 04-16-2013 |
| Ed Meyer | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 04-16-2013 |
| Allen Catalanotto, Scott E. Foreman, Mo Provosty | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 04-16-2013 |
| Darryl Mierl, Patrick X. Garvin, James Dombrowski | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 04-16-2013 |
| Peter Tampellini, Robert Rothhouse , Teresa Zipf | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 04-16-2013 |
| Thomas Morrison | Benjamin F. Edwards & Co. | Morrison Financial Services Ltd. | N/A | 04-16-2013 |
| Brian Wiklund | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 04-16-2013 |
| L. Grant Ingram, Gary Liberty | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 04-16-2013 |
| Christopher J. McGill | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 04-16-2013 |
| Brad Pease | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 04-16-2013 |
| David Claggett | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 04-16-2013 |
| Dan Lamacchia CFP, | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 04-16-2013 |
| Charles Blatz | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 01-17-2012 |
| John Harris | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 01-17-2012 |
| Quinten E. (Bret) Spivey, Janet M. Bone, Troy D. Cox, R. Todd Stone, Jeffrey J. Luechtefeld, Brent A. Wilhelm | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 01-16-2012 |
| Chad A. Steinbach | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 11-21-2011 |
| Peter Ferrante | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 10-28-2011 |
| Malissa (Libby) Romack, Kathleen Duncan | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 09-22-2011 |
| Ward Petty | Benjamin F. Edwards & Co. | Wells Fargo Advisors | $225 | 07-26-2011 |
| Arnold H. Rozany, Anthony J. Falcone, Robert A. Schenck, Terry L. Rodrigues, Christopher P. Kachur | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 11-16-2010 |
| Roland H. de Liniere, Marilyn C. Hedrick, Monnye Hedrick Furr, Richard R. Cardin, Susan K. Walker, Jennifer E. Pierce | Benjamin F. Edwards & Co. | Wells Fargo Advisors | N/A | 07-12-2010 |
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.