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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Lou Ingargiola, Sean McAndrew | Commonwealth Financial Network | LPL Financial | $70 | 01-28-2013 |
| Robert Ellis, Joseph Ellis, Joshua Britt, Aaron Mabon, Summer Parmer | Commonwealth Financial Network | LPL Financial | $150 | 01-28-2013 |
| Jim Galante, Michael Lambrix, Jeremy Laub | Commonwealth Financial Network | SII Investments | $250 | 01-18-2013 |
| Bryan Chew, Michael Takayama, Anita Fong-Chao, Eugene Hsu, Daryl Wong | Commonwealth Financial Network | LPL Financial | $100 | 07-30-2012 |
| Pegasus Capital, Trinity Planning,, Stanziola Financial | Commonwealth Financial Network | Lincoln Financial | $375 | 06-05-2012 |
| Summit Financial | Commonwealth Financial Network | Ogilvie Security Advisors | $1,200 | 10-19-2011 |
| Eric Peterson | Commonwealth Financial Network | Securities America | $75 | 09-06-2011 |
| Chuck Olsen | Commonwealth Financial Network | Securities America | $250 | 09-06-2011 |
| Brian Fischer | Commonwealth Financial Network | Securities America | $400 | 09-06-2011 |
| Thomas J. Hine | Commonwealth Financial Network | Securities America | $120 | 07-25-2011 |
| Richard Tonkinson | Commonwealth Financial Network | Securities America | $200 | 07-25-2011 |
| John L. Smallwood | Commonwealth Financial Network | Securities America | $100 | 07-25-2011 |
Showing 1 to 12 of 12 entries
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.