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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Roger ConnellCommonwealth Financial NetworkWells Fargo Advisors$5905-27-2014
Joseph M. Esposito, Jr., Keith KikerCommonwealth Financial NetworkMassMutual Financial Group$15005-19-2014
Mark A. LawCommonwealth Financial NetworkLPL Financial$50002-04-2014
Lou Ingargiola, Sean McAndrewCommonwealth Financial NetworkLPL Financial$7001-28-2013
Robert Ellis, Joseph Ellis, Joshua Britt, Aaron Mabon, Summer ParmerCommonwealth Financial NetworkLPL Financial$15001-28-2013
Jim Galante, Michael Lambrix, Jeremy LaubCommonwealth Financial NetworkSII Investments$25001-18-2013
Bryan Chew, Michael Takayama, Anita Fong-Chao, Eugene Hsu, Daryl WongCommonwealth Financial NetworkLPL Financial$10007-30-2012
Pegasus Capital, Trinity Planning,, Stanziola FinancialCommonwealth Financial NetworkLincoln Financial$37506-05-2012
Summit FinancialCommonwealth Financial NetworkOgilvie Security Advisors$1,20010-19-2011
Eric PetersonCommonwealth Financial NetworkSecurities America$7509-06-2011
Chuck OlsenCommonwealth Financial NetworkSecurities America$25009-06-2011
Brian FischerCommonwealth Financial NetworkSecurities America$40009-06-2011
Thomas J. HineCommonwealth Financial NetworkSecurities America$12007-25-2011
Richard TonkinsonCommonwealth Financial NetworkSecurities America$20007-25-2011
John L. SmallwoodCommonwealth Financial NetworkSecurities America$10007-25-2011

Showing 1 to 15 of 15 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.