Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Walter G. BouchardCommonwealth Financial NetworkLPL Financial$6002-16-2016
David N. Tinsley, George E. Vogel, Daniel C. TinsleyCommonwealth Financial NetworkMetLife Securities$22502-01-2016
R. Lynette Laughter, Miller JonesCommonwealth Financial NetworkLPL Financial$11410-22-2015
David A. Pickler, Teresa J.W. BaileCommonwealth Financial NetworkLPL Financial$25010-19-2015
Linda Allison, Derrell CrimmCommonwealth Financial NetworkLincoln Financial$10010-01-2015
T. Kevin Taylor, S. Kyle TaylorCommonwealth Financial NetworkNFP Advisor Services Group$17508-20-2015
Stephen Maguire, John-Paul Stornetta, Edward SilvaCommonwealth Financial NetworkJHS Capital Advisors$52507-09-2015
Raymond Daigle, Jr., Robert Comeaux, Jr., Walter BondCommonwealth Financial NetworkLPL Financial$35005-29-2015
James F. King, Jr., Tony KellyCommonwealth Financial NetworkLPL Financial$10805-15-2015
Will DietzCommonwealth Financial NetworkRBC Wealth Management$6011-07-2014
Lance NelsonCommonwealth Financial NetworkLPL Financial$9210-01-2014
Benjamin W. WongCommonwealth Financial NetworkFinancial Telesis$70008-12-2014
Joseph M. Esposito, Jr., Keith KikerCommonwealth Financial NetworkMassMutual Financial Group$15005-06-2014
Roger ConnellCommonwealth Financial NetworkWells Fargo Advisors$5903-07-2014
Mark A. LawCommonwealth Financial NetworkLPL Financial$50002-03-2014
Jim Galante, Michael Lambrix, Jeremy LaubCommonwealth Financial NetworkSII Investments$25001-18-2013
Lou Ingargiola, Sean McAndrewCommonwealth Financial NetworkLPL Financial$7011-15-2012
Robert Ellis, Joseph Ellis, Joshua Britt, Aaron Mabon, Summer ParmerCommonwealth Financial NetworkLPL Financial$15011-15-2012
Bryan Chew, Michael Takayama, Anita Fong-Chao, Eugene Hsu, Daryl WongCommonwealth Financial NetworkLPL Financial$10007-24-2012
Pegasus Capital, Trinity Planning,, Stanziola FinancialCommonwealth Financial NetworkLincoln Financial$37505-11-2012
Summit FinancialCommonwealth Financial NetworkOgilvie Security Advisors$1,20010-19-2011
Eric PetersonCommonwealth Financial NetworkSecurities America$7509-06-2011
Chuck OlsenCommonwealth Financial NetworkSecurities America$25009-06-2011
Brian FischerCommonwealth Financial NetworkSecurities America$40009-06-2011
Thomas J. HineCommonwealth Financial NetworkSecurities America$12007-26-2011
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.