Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
|Adviser(s)||Firm joining||Firm leaving||AUM ($M)||Date|
|Lou Ingargiola, Sean McAndrew||Commonwealth Financial Network||LPL Financial||$70||01-28-2013|
|Robert Ellis, Joseph Ellis, Joshua Britt, Aaron Mabon, Summer Parmer||Commonwealth Financial Network||LPL Financial||$150||01-28-2013|
|Jim Galante, Michael Lambrix, Jeremy Laub||Commonwealth Financial Network||SII Investments||$250||01-18-2013|
|Bryan Chew, Michael Takayama, Anita Fong-Chao, Eugene Hsu, Daryl Wong||Commonwealth Financial Network||LPL Financial||$100||07-30-2012|
|Pegasus Capital, Trinity Planning,, Stanziola Financial||Commonwealth Financial Network||Lincoln Financial||$375||06-05-2012|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.