Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
|Adviser(s)||Firm joining||Firm leaving||AUM ($M)||Date|
|Steven Wagner, Michael Wagner, Ivan Hernandez, Diana Torre, Cherie Cohen||Dynasty Financial Partners||Bank of America Merrill Lynch||$1,400||09-23-2015|
|David J. La Placa, Jay Casey, Kelly Morton, Tina Chan||Dynasty Financial Partners||Deutsche Bank||$3,200||09-23-2015|
|Charles R. Eberly, Jr., Lawrence J. DeFluri, Michael C. McConahy, Patricia Jakeway||Dynasty Financial Partners||Wells Fargo Advisors||$250||08-31-2015|
|Scott Upham, Odette Galli, John Duffy||Dynasty Financial Partners||Ameriprise Financial; LPL Financial||$0||05-14-2015|
|L. Vincent Elliott, Carey Cooney, Shannon McCue||Dynasty Financial Partners||Deutsche Bank||$250||01-05-2015|
|Timothy Rodgers, Keith Osborne||Dynasty Financial Partners||Wells Fargo||$400||10-06-2014|
|David Christian, Jeffrey Krum, Brian Hefele||Dynasty Financial Partners||Bank of America Merrill Lynch||$700||03-04-2014|
|Erik O. Strid, Gerald D. Strid, Paul F. Strid, Nathan J. Hayward, Thomas J. Greco||Dynasty Financial Partners||Wells Fargo Advisors||$300||02-21-2014|
|Jonathan R. Blau||Dynasty Financial Partners||UBS Financial Services||$900||11-12-2013|
|Hal A. Lambert, Jeffrey D. Wildin||Dynasty Financial Partners||Credit Suisse Wealth Services||$1,000||11-12-2013|
|John Russo, Jerry West, Robert Schlueter, James Maher||Dynasty Financial Partners||Bank of America Merrill Lynch||$420||04-02-2013|
|Michael Hull, Patrick Hull||Dynasty Financial Partners||Morgan Stanley Wealth Management||$3,831||07-09-2012|
|Larry King||Dynasty Financial Partners||Morgan Stanley Wealth Management||$1,200||02-06-2012|
|Michael C. Brown||Dynasty Financial Partners||U.S. Trust Bank of America Private Wealth Management||$5,900||12-05-2010|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.