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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven LeachInvestacorpInvestment Professionals$6502-09-2015
Gwen GarrisonInvestacorpKovack Securities$5012-08-2014
Marcello CutrupiInvestacorpSterne Agee & Leach$5011-19-2014
Edward KlugInvestacorpSII Investments$5010-14-2014
Anthony Untersee, Charles ProuteyInvestacorpSII Investments$5008-25-2014
Ian JamesInvestacorpSummit Brokerage Services$5208-25-2014
Jerome WallInvestacorpLincoln Financial$5007-28-2014
David CloggInvestacorpChapin Davis$5006-25-2014
James Elliott, Dana Wright, Gregory FrankosInvestacorpLPL Financial$6803-19-2014
Robert L. Chess, Robert L. HawkinsInvestacorpInvest Financial$15001-24-2014
Terry Vrieze, Jayme Bresnahan, Edward Modglin, Peter Rothamel, Vincent SturmInvestacorpBroker Dealer Financial Services$11612-05-2013
Garth IveyInvestacorpLincoln Financial$4512-02-2013
William R. JohnstonInvestacorpWells Fargo Advisors$5006-28-2013
John Gray, Jerri Gray, Jim DriskellInvestacorpNext Financial$9002-07-2013
Francis VitellaroInvestacorpWells Fargo Advisors$6509-17-2012
Matthew DernisInvestacorpRoyal Alliance$5008-02-2012
Stephen KilpatrickInvestacorpbrokersXpress$4006-05-2012
Warren RockmacherInvestacorpChase Investment Services$6804-16-2012
Warren RockmacherInvestacorpChase Investment Services$6804-16-2012
James PaquetteInvestacorpBerthel Fisher$5204-03-2012
Jon ArnoldInvestacorpSagePoint Financial$6002-21-2012
Keith Patterson, Frank RichardsonInvestacorpGeneos Wealth Management$6001-13-2012
David Ortiz & German RamirezInvestacorpNational Planning$6012-01-2011
William BugdonInvestacorpNext Financial$5011-07-2011
Frank Rapini, Curt SimonsenInvestacorpHornor Townsend & Kent$10010-20-2011
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Showing 1 to 25 of 29 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.