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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| John Gray, Jerri Gray, Jim Driskell | Investacorp | Next Financial | $90 | 02-07-2013 |
| Francis Vitellaro | Investacorp | Wells Fargo Advisors | $65 | 09-17-2012 |
| Matthew Dernis | Investacorp | Royal Alliance | $50 | 08-02-2012 |
| Stephen Kilpatrick | Investacorp | brokersXpress | $40 | 06-05-2012 |
| Warren Rockmacher | Investacorp | Chase Investment Services | $68 | 04-16-2012 |
| Warren Rockmacher | Investacorp | Chase Investment Services | $68 | 04-16-2012 |
| James Paquette | Investacorp | Berthel Fisher | $52 | 04-03-2012 |
| Jon Arnold | Investacorp | SagePoint Financial | $60 | 02-21-2012 |
| Keith Patterson, Frank Richardson | Investacorp | Geneos Wealth Management | $60 | 01-13-2012 |
| David Ortiz & German Ramirez | Investacorp | National Planning | $60 | 12-01-2011 |
| William Bugdon | Investacorp | Next Financial | $50 | 11-07-2011 |
| Frank Rapini, Curt Simonsen | Investacorp | Hornor Townsend & Kent | $100 | 10-20-2011 |
| Mario Livecchi | Investacorp | Wells Fargo Advisors | $68 | 07-13-2011 |
| Willie Howard | Investacorp | Edward Jones | $50 | 06-16-2011 |
| Dean Spada, Kimberly Saxton | Investacorp | New Alliance Investments | $100 | 04-27-2011 |
| Mauro Guerra | Investacorp | Securities Service Network | $50 | 04-12-2011 |
Showing 1 to 16 of 16 entries
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.