Sponsored By
Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
Filters
Adviser(s)
Firm leaving
Firm joining
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Matthew Porter, Gregg Lentz | Investors Capital | Questar | $50 | 04-12-2013 |
| Dan Chabott, Michael Ingenito, Terry Seely, Robert Kelly, Richard Darrow | Investors Capital | Royal Alliance | $65 | 09-10-2012 |
| Anthony Thurlow | Investors Capital | Ameriprise Financial | $55 | 07-30-2012 |
| Zelek, Associates | Investors Capital | Lincoln Financial | $30 | 05-31-2012 |
| Ron Purvines | Investors Capital | National Planning | $200 | 09-19-2011 |
| Ron Purvines | Investors Capital | National Planning | $200 | 07-01-2011 |
| Marc Barton | Investors Capital | LPL Financial | $25 | 11-16-2010 |
| Northeast Investment Advisors LLC | Investors Capital | B.B. Graham | $100 | 04-08-2010 |
| Jeff Engler, Frank Germano | Investors Capital | Tower Square Securities | $30 | 01-04-2010 |
| James Knee | Investors Capital | Cambridge Investment Research | $50 | 12-21-2009 |
| James Crosson | Investors Capital | LPL Financial | $115 | 11-23-2009 |
Showing 1 to 11 of 11 entries
Page 1
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.