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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ron NalvenInvestors CapitalRoyal Alliance$5205-09-2014
Lawrence J. ZellerInvestors CapitalRoyal Alliance$8901-17-2014
Keith Havalotti, Gerald Bonner, Jeanine BerattaInvestors CapitalMetLife Securities$5001-14-2014
Melinda L. OlbertInvestors CapitalING Financial Partners$12001-06-2014
Lucian HodgmanInvestors CapitalMoors & Cabot$12009-20-2013
Anthony Hobson, Jason Zajac, Dirk BrownInvestors CapitalNext Financial; U.S. Bancorp Investments; Fifth Third Securities$6008-12-2013
Peter Jensen, Bruce Walker, Paul Kowalski Investors CapitalLPL Financial$5207-12-2013
Matthew Porter, Gregg LentzInvestors CapitalQuestar$5004-12-2013
Dan Chabott, Michael Ingenito, Terry Seely, Robert Kelly, Richard DarrowInvestors CapitalRoyal Alliance$6509-10-2012
Anthony ThurlowInvestors CapitalAmeriprise Financial$5507-30-2012
Zelek, AssociatesInvestors CapitalLincoln Financial$3005-31-2012
Ron PurvinesInvestors CapitalNational Planning$20009-19-2011
Ron PurvinesInvestors CapitalNational Planning$20007-01-2011
Marc BartonInvestors CapitalLPL Financial$2511-16-2010
Northeast Investment Advisors LLCInvestors CapitalB.B. Graham$10004-08-2010
Jeff Engler, Frank GermanoInvestors CapitalTower Square Securities$3001-04-2010
James KneeInvestors CapitalCambridge Investment Research$5012-21-2009
James CrossonInvestors CapitalLPL Financial$11511-23-2009

Showing 1 to 18 of 18 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.