Sponsored By

Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Hays, Doug HughesJ.W. Cole FinancialSammons Securities$35009-20-2013
Douglas W. Jones, Melissa S. JonesJ.W. Cole FinancialWalnut Street Securities$17507-10-2013
Joseph Wirbick, Michael Zimmerman, Patrick CloonanJ.W. Cole FinancialFirst Liberties Financial$10003-09-2012
Peter SagorskiJ.W. Cole FinancialLPL Financial$6008-31-2011
Henry Livingston, Ryan McClellandJ.W. Cole FinancialSecurities America$5004-20-2011
Beverly PieperJ.W. Cole FinancialMulti-Financial Securities$5001-05-2011
Kenneth Levin, Reina Schlager, Robert F. SchlagerJ.W. Cole FinancialCambridge Investment Research$13012-06-2010
Lifetime Advisors NetworkJ.W. Cole FinancialWoodbury Financial Services$12011-05-2010

Showing 1 to 8 of 8 entries

Page 1

Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.