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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Guggenheimer, George ZakiJanney Montgomery ScottBarclays$21404-10-2014
Martin LutschaunigJanney Montgomery ScottBank of America Merrill Lynch$25003-19-2014
Jack W. Griffith, Jr., Jack W. Griffith, III, John W. ChapmanJanney Montgomery ScottAmeriprise Financial$10101-31-2014
Norman L. Oremland, Steven W. GoldfarbJanney Montgomery ScottUBS Financial Services$9701-17-2014
Seth DiamondJanney Montgomery ScottMorgan Stanley Wealth Management$5812-20-2013
Douglas P. VelnoskeyJanney Montgomery ScottMorgan Stanley Wealth Management$19011-12-2013
John Goles, Steven DeBoyJanney Montgomery ScottRBC Wealth Management$17511-12-2013
Robert Black, Ned Manuel, Ed Blumenthal, Bob BorkowskiJanney Montgomery ScottBank of America Merrill Lynch$90010-04-2013
Vincent CrognaleJanney Montgomery ScottMorgan Stanley Wealth Management$7908-04-2013
David SeigermanJanney Montgomery ScottMorgan Stanley Wealth Management$6707-24-2013
W.G. Simms Oliphant Jr., Christopher T. SmithJanney Montgomery ScottStephens $15507-03-2013
Randall Renneisen, Robert FischerJanney Montgomery ScottMorgan Stanley Wealth Management$19507-03-2013
Alfred J. Derenzis, Scott D. FordJanney Montgomery ScottMorgan Stanley Wealth Management$15906-18-2013
Robert J. Benson, Michael R. SlaymakerJanney Montgomery ScottMorgan Stanley Wealth Management$14206-07-2013
John KlineJanney Montgomery ScottUBS Financial Services$18002-14-2013
Thomas GrahamJanney Montgomery ScottMorgan Stanley Wealth Management$15006-01-2012
Peter SargentJanney Montgomery ScottBank of America Merrill Lynch$25002-27-2012

Showing 1 to 17 of 17 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.