Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
|Adviser(s)||Firm joining||Firm leaving||AUM ($M)||Date|
|Peter Benson, Jonathan S. Maxson||Kalos Capital||Madison Avenue Securities||$85||01-24-2014|
|Steven M. Netzel||Kalos Capital||Madison Avenue Securities||$55||01-24-2014|
|Fred Baerenz, James Ortlip, David Sweat||Kalos Capital||Cetera||$150||06-17-2013|
|Curt Whipple||Kalos Capital||Investacorp||$120||12-05-2012|
|Gary Stringer||Kalos Capital||FSC Securities||$102||12-05-2012|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.