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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sandra ChoLPL FinancialJPMorgan Chase & Co.$18410-07-2015
Jeffrey Kelley, Micah KelleyLPL FinancialAmeriprise Financial$10209-15-2015
Brian SmithLPL FinancialCUNA Brokerage Services$11009-15-2015
Lilian LoLPL FinancialFidelity$11009-15-2015
Daniel Conard, Josiah JenningsLPL FinancialLarson Financial Securities$12009-15-2015
Dennis Long, Jerry HillLPL FinancialFirst Global Capital$13509-15-2015
Paul Levy Jr., William PierLPL FinancialUBS Financial Services$16009-15-2015
Stephen Carney, Dany Martin Jr.LPL FinancialCapital One$16809-15-2015
Dale SchumacherLPL FinancialBaker Tilly Capital$31209-15-2015
Michael Pettey, Reagan PetteyLPL FinancialNFP Advisor Services Group$42009-15-2015
Matt Riesenweber, Matt WiserLPL FinancialWaddell and Reed$30009-03-2015
Todd TimmermanLPL FinancialPrincor Financial Services$1,00008-31-2015
Dale WolfLPL FinancialSun Trust Securities$10408-31-2015
Joseph SicilianoLPL FinancialFidelity$10008-31-2015
Thomas KennedyLPL FinancialRoyal Alliance$60008-31-2015
Brandi HolmesLPL FinancialFidelity$27408-31-2015
John GroseLPL FinancialCharles Schwab$30008-31-2015
Bryan ForonjyLPL FinancialFidelity$17508-31-2015
Frank Del BustoLPL FinancialTIAA-CREF$95008-31-2015
Mark Cross, John Caldwell, Jason NortonLPL FinancialWells Fargo Advisors$15008-31-2015
Rhonda Chavez, Michael Woods, Kevin PittsLPL FinancialWells Fargo Advisors$15008-31-2015
Paul CarlsonLPL FinancialEdward Jones$10308-31-2015
John CordeiroLPL FinancialWaddell and Reed$22008-24-2015
Michael PalaceLPL FinancialWells Fargo Advisors$13008-11-2015
Timothy Aubin, Robert BrownLPL FinancialJPMorgan Chase & Co.$20707-21-2015
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.