Sponsored By

Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matt Riesenweber, Matt WiserLPL FinancialWaddell and Reed$30009-03-2015
Todd TimmermanLPL FinancialPrincor Financial Services$1,00008-31-2015
Dale WolfLPL FinancialSun Trust Securities$10408-31-2015
Joseph SicilianoLPL FinancialFidelity$10008-31-2015
Thomas KennedyLPL FinancialRoyal Alliance$60008-31-2015
Brandi HolmesLPL FinancialFidelity$27408-31-2015
John GroseLPL FinancialCharles Schwab$30008-31-2015
Bryan ForonjyLPL FinancialFidelity$17508-31-2015
Frank Del BustoLPL FinancialTIAA-CREF$95008-31-2015
Mark Cross, John Caldwell, Jason NortonLPL FinancialWells Fargo Advisors$15008-31-2015
Rhonda Chavez, Michael Woods, Kevin PittsLPL FinancialWells Fargo Advisors$15008-31-2015
Paul CarlsonLPL FinancialEdward Jones$10308-31-2015
John CordeiroLPL FinancialWaddell and Reed$22008-24-2015
Michael PalaceLPL FinancialWells Fargo Advisors$13008-11-2015
Timothy Aubin, Robert BrownLPL FinancialJPMorgan Chase & Co.$20707-21-2015
Tom Weissenburger, David OlberdingLPL FinancialRaymond James$22007-14-2015
Johnny Lang, Michael TaylorLPL FinancialMorgan Stanley Wealth Management$35006-25-2015
V. John Threlkeld, John Saylor, Charles Presti, Milton Guzman, Jon LeeLPL FinancialFirst Allied Securities$20506-25-2015
Brian Hinson, Bob Johnson, Jonathan HornsbyLPL FinancialLincoln Financial$25006-25-2015
Rick SchenckLPL FinancialCapital One$13006-25-2015
Shelley Moncrief, Jarrod LegeLPL FinancialCapital One$19406-25-2015
Tim Clepper, Kelly KuennenLPL FinancialMorgan Stanley Wealth Management$20006-25-2015
Bill WoodwardLPL FinancialWells Fargo Advisors$10006-17-2015
Steven J. DryerLPL FinancialSII Investments$15006-09-2015
P. David SolimanLPL FinancialJPMorgan Chase & Co.$17505-14-2015
Next Page »

Showing 1 to 25 of 68 entries

Page 1 | 2 | 3

Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.