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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Steven Crabree | LPL Financial | Bank of America Merrill Lynch | $50 | 04-21-2012 |
| Erin Botsford | LPL Financial | DeWaay Financial Network | $560 | 05-11-2012 |
| Gary Deese | LPL Financial | Edward Jones | $92 | 11-28-2011 |
| Michael Sharples | LPL Financial | Edward Jones | N/A | 05-26-2010 |
| Wealth Advisors of Tampa Bay | LPL Financial | Florida Investment Advisors | $100 | 04-18-2012 |
| Level Four Group | LPL Financial | Lincoln Financial | $1,000 | 11-13-2012 |
| DeLynn Zell, Pete McCarn, Jeris Burns, David LeCompte | LPL Financial | Lincoln Financial | $1,000 | 08-14-2012 |
| John Napolitano, George Clarke, Thomas Morrone, Michael Alexander, Max Kolbrenner, Gary Oman, Timothy McCarthy, Michael Velazquez | LPL Financial | Lincoln Financial | $200 | 01-25-2012 |
| Tamar H. Mogilski | LPL Financial | MetLife Securities | $150 | 12-10-2012 |
| Ryan J. Schrift | LPL Financial | Morgan Keegan | $15 | 06-07-2012 |
| Christopher Hagen, Daniel Sloan | LPL Financial | Morgan Keegan | $180 | 01-04-2012 |
| Steven Jung, Timothy Lysaght, Patrick Lysaght, | LPL Financial | Morgan Keegan | $185 | 11-28-2011 |
| Neal McNeil III, Robert L. Meyer, Ryan Clive-Smith | LPL Financial | Morgan Stanley Smith Barney | $300 | 03-12-2012 |
| George P. Fraser, Frederic W. Amberg, Troy W. Haugen | LPL Financial | Morgan Stanley Smith Barney | $300 | 09-28-2011 |
| Robert F. Halligan II | LPL Financial | Morgan Stanley Smith Barney | $115 | 10-14-2010 |
| Advantage Financial Group | LPL Financial | National Planning | $2,000 | 08-02-2012 |
| Timothy McKenna, Brian L. Smith, Timothy J. McKenna Jr., Bryan Laverman | LPL Financial | Proequities | $155 | 12-01-2011 |
| Capstone Affluent Strategies | LPL Financial | Prudential Financial | $450 | 10-17-2012 |
| Gerber Kawasaki Wealth & Investment Management | LPL Financial | SagePoint Financial | $175 | 10-24-2012 |
| Anton Bayer | LPL Financial | Securities America | $115 | 11-28-2011 |
| Bobby White | LPL Financial | Securities America | N/A | 08-10-2011 |
| Donald Patrick | LPL Financial | Securities America | N/A | 08-10-2011 |
| Kenneth G. Ingham | LPL Financial | Sentinel Securities, Inc. | $1,500 | 05-01-2013 |
| Mark Cortazzo, Nicholas Spagnoletti Jr., Jay LaMalfa, Thomas Moyer | LPL Financial | SII Investments | $650 | 11-13-2012 |
| Washington Wealth Management | LPL Financial | Spire Investment Partners | $750 | 10-02-2012 |
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.