Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen DemaioLPL FinancialAllstate Financial Services, LLC$8004-12-2016
Richard FeauveLPL FinancialAmerican Portfolios$5511-02-2015
Michael Craggett Jr.LPL FinancialAmeriprise Financial$5606-10-2016
Robert MaferaLPL FinancialAmeriprise Financial$5012-17-2015
Matthew WarrenLPL FinancialAmeriprise Financial$6511-20-2015
Marc SpechtLPL FinancialAmeriprise Financial$16009-30-2015
Courtney McHargLPL FinancialAmeriprise Financial$9009-21-2015
Jeffrey Kelley, Micah KelleyLPL FinancialAmeriprise Financial$10202-20-2015
Vladislav Krubich, Tony MayoLPL FinancialAmeriprise Financial$012-13-2013
John M. Cartolano Jr.LPL FinancialAmeriprise Financial$20009-26-2013
Andrew GonskiLPL FinancialAmeriprise Financial$10007-02-2013
Heather Alexander, Ian Baker, Denzil Dias, Paul Etra, Marc Harary, Ralph Hochuli, Christopher Kolba, Daniel NessimLPL FinancialAmeritas Investment Corp$35005-05-2016
Fred SchellpeperLPL FinancialAmeritas Investment Corp$10011-23-2015
Dale SchumacherLPL FinancialBaker Tilly Capital$31201-16-2015
Philip DosterLPL FinancialBank of America Merrill Lynch$10402-17-2016
Jeff Kocis, John Kinsella, Richard RohlfingLPL FinancialBank of America Merrill Lynch$20012-21-2015
Robert WithersLPL FinancialBank of America Merrill Lynch$6511-03-2015
Neel PatelLPL FinancialBank of America Merrill Lynch$7007-31-2015
Jose HauadLPL FinancialBank of America Merrill Lynch$7007-17-2015
John E. CarrollLPL FinancialBank of America Merrill Lynch$13011-17-2014
Steven CrabreeLPL FinancialBank of America Merrill Lynch$5004-21-2012
Kevin Mccoy IILPL FinancialBBVA Securities$6002-09-2016
George ChristieLPL FinancialCadaret Grant$8010-23-2015
Ronald CaseLPL FinancialCadaret Grant$10010-23-2015
Jeffrey KrallLPL FinancialCalton & Associates$6305-31-2016
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Showing 1 to 25 of 246 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.