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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Kelley, Micah KelleyLPL FinancialAmeriprise Financial$10209-15-2015
Vladislav Krubich, Tony MayoLPL FinancialAmeriprise Financial$002-19-2014
John M. Cartolano Jr.LPL FinancialAmeriprise Financial$20012-10-2013
Andrew GonskiLPL FinancialAmeriprise Financial$10009-19-2013
Dale SchumacherLPL FinancialBaker Tilly Capital$31209-15-2015
John E. CarrollLPL FinancialBank of America Merrill Lynch$13002-09-2015
Steven CrabreeLPL FinancialBank of America Merrill Lynch$5004-21-2012
Stephen Carney, Dany Martin Jr.LPL FinancialCapital One$16809-15-2015
Rick SchenckLPL FinancialCapital One$13006-25-2015
Shelley Moncrief, Jarrod LegeLPL FinancialCapital One$19406-25-2015
John GroseLPL FinancialCharles Schwab$30008-31-2015
Sean A. SmalleyLPL FinancialCharles Schwab$7504-11-2014
Michael A. RogersLPL FinancialCommonwealth Financial Network$15002-04-2014
Brian SmithLPL FinancialCUNA Brokerage Services$11009-15-2015
Erin BotsfordLPL FinancialDeWaay Financial Network$56005-11-2012
Paul CarlsonLPL FinancialEdward Jones$10308-31-2015
Gary DeeseLPL FinancialEdward Jones$9211-28-2011
Michael SharplesLPL FinancialEdward Jones$005-26-2010
Romaine A. Macomb, Theresa V. DonatelliLPL FinancialEssex Financial Services$80010-10-2013
Lilian LoLPL FinancialFidelity$11009-15-2015
Joseph SicilianoLPL FinancialFidelity$10008-31-2015
Brandi HolmesLPL FinancialFidelity$27408-31-2015
Bryan ForonjyLPL FinancialFidelity$17508-31-2015
Thomas A. BraunLPL FinancialFifth Third Securities$1,20009-22-2014
V. John Threlkeld, John Saylor, Charles Presti, Milton Guzman, Jon LeeLPL FinancialFirst Allied Securities$20506-25-2015
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.