Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marc SpechtLPL FinancialAmeriprise Financial$16009-30-2015
Courtney McHargLPL FinancialAmeriprise Financial$9009-21-2015
Jeffrey Kelley, Micah KelleyLPL FinancialAmeriprise Financial$10202-20-2015
Vladislav Krubich, Tony MayoLPL FinancialAmeriprise Financial$012-13-2013
John M. Cartolano Jr.LPL FinancialAmeriprise Financial$20009-26-2013
Andrew GonskiLPL FinancialAmeriprise Financial$10007-02-2013
Dale SchumacherLPL FinancialBaker Tilly Capital$31201-16-2015
Jeff Kocis, John Kinsella, Richard RohlfingLPL FinancialBank of America Merrill Lynch$20012-21-2015
Neel PatelLPL FinancialBank of America Merrill Lynch$7007-31-2015
Jose HauadLPL FinancialBank of America Merrill Lynch$7007-17-2015
John E. CarrollLPL FinancialBank of America Merrill Lynch$13011-17-2014
Steven CrabreeLPL FinancialBank of America Merrill Lynch$5004-21-2012
Clay Kearney, Roy SpinksLPL FinancialCapital One$43909-08-2015
Rick SchenckLPL FinancialCapital One$13004-30-2015
Shelley Moncrief, Jarrod LegeLPL FinancialCapital One$19401-29-2015
Stephen Carney, Dany Martin Jr.LPL FinancialCapital One$16801-02-2015
Jeffrey AlexanderLPL FinancialCCO Investment Services$10007-08-2015
John Sloop Jr., John BlackLPL FinancialCetera$13509-15-2015
John GroseLPL FinancialCharles Schwab$30004-27-2015
Sean A. SmalleyLPL FinancialCharles Schwab$7503-04-2014
Raymond SaravitzLPL FinancialCommonwealth Financial Network$001-04-2016
Michael A. RogersLPL FinancialCommonwealth Financial Network$15008-30-2013
Brian SmithLPL FinancialCUNA Brokerage Services$11003-30-2015
Erin BotsfordLPL FinancialDeWaay Financial Network$56005-11-2012
Melanie HousdenLPL FinancialEdward Jones$10009-10-2015
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Showing 1 to 25 of 115 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.