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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas A. BraunLPL FinancialFifth Third Securities$1,20009-22-2014
Sean A. SmalleyLPL FinancialCharles Schwab$7504-11-2014
Vladislav Krubich, Tony MayoLPL FinancialAmeriprise Financial$002-19-2014
Michael A. RogersLPL FinancialCommonwealth Financial Network$15002-04-2014
Ellen M. Duhamel, Thomas J. DornoffLPL FinancialMorgan Stanley Wealth Management$13001-13-2014
Jonathan A. Owenby, Jeffrey T. JonesLPL FinancialSuntrust Investment Services$15001-03-2014
Paul E. HouseyLPL FinancialNorthstar Financial$7812-17-2013
Kelley F. Snook, Jr.LPL FinancialNorthstar Financial$4,30012-17-2013
John M. Cartolano Jr.LPL FinancialAmeriprise Financial$20012-10-2013
Matthew Cunningham, Erik WilliamsLPL FinancialPark Avenue Securities$012-04-2013
Romaine A. Macomb, Theresa V. DonatelliLPL FinancialEssex Financial Services$80010-10-2013
VisionPoint Advisory GroupLPL FinancialSecurian Financial Services$1,00010-03-2013
Andrew GonskiLPL FinancialAmeriprise Financial$10009-19-2013
Marc S. SchlieferLPL FinancialLincoln Financial$25009-16-2013
Charlotte Shaw, Gary ShawLPL FinancialLincoln Financial$36008-15-2013
Kenneth G. InghamLPL FinancialSentinel Securities, Inc.$1,50005-01-2013
Tamar H. MogilskiLPL FinancialMetLife Securities$15012-10-2012
Mark Cortazzo, Nicholas Spagnoletti Jr., Jay LaMalfa, Thomas MoyerLPL FinancialSII Investments$65011-13-2012
Level Four GroupLPL FinancialLincoln Financial$1,00011-13-2012
Mark Elston, Dave Quinn, Jim Elston, Tiffany Del SantoLPL FinancialWells Fargo Advisors$18511-07-2012
Gerber Kawasaki Wealth & Investment ManagementLPL FinancialSagePoint Financial$17510-24-2012
Capstone Affluent StrategiesLPL FinancialPrudential Financial$45010-17-2012
Washington Wealth ManagementLPL FinancialSpire Investment Partners$75010-02-2012
DeLynn Zell, Pete McCarn, Jeris Burns, David LeCompteLPL FinancialLincoln Financial$1,00008-14-2012
Advantage Financial GroupLPL FinancialNational Planning$2,00008-02-2012
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Showing 1 to 25 of 41 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.