Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas O'ConnellLPL FinancialFifth Third Securities$10206-30-2016
Lisa RossiLPL FinancialNational Planning$6006-28-2016
Jaime Fukumae, Sally JermainLPL FinancialFoothill Securities$7006-27-2016
Michael FetznerLPL FinancialRoyal Alliance$6806-24-2016
John SelasLPL FinancialPrudential Financial$16006-24-2016
Kailen CookLPL FinancialTD Wealth Management Services$6006-22-2016
Arthur Smith IILPL FinancialFirst Allied Securities$8006-22-2016
Stephen GaskinsLPL FinancialIntercarolina Financial Services, Inc.$6006-20-2016
Zubair KhanLPL FinancialJ.P. Morgan Securities LLC$8006-17-2016
Andrew PerceleanuLPL FinancialU.S. Bancorp Investments$5006-15-2016
James StottlemyreLPL FinancialCetera$7506-14-2016
Darrin ConradLPL FinancialWells Fargo Advisors$8006-13-2016
Jason CurtisLPL FinancialEdward Jones$5006-13-2016
Michael Craggett Jr.LPL FinancialAmeriprise Financial$5606-10-2016
George LyLPL FinancialCetera$8006-10-2016
Robert FrankLPL FinancialWells Fargo Advisors$12006-10-2016
Nicholas GoodwinLPL FinancialFidelity$17506-10-2016
Jason MurphyLPL FinancialJ.P. Morgan Securities LLC$11406-01-2016
Jeffrey KrallLPL FinancialCalton & Associates$6305-31-2016
John ParsonsLPL FinancialFoothill Securities$9705-31-2016
Todd BaekLPL FinancialHSBC Private Bank$7505-23-2016
Brian MillerLPL FinancialCetera$6505-23-2016
Kelly OlczakLPL FinancialEdward Jones$11005-23-2016
Gerardo SorianoLPL FinancialJ.P. Morgan Securities LLC$8505-20-2016
Eric P. BurtonLPL FinancialMegent Financial$45005-17-2016
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Showing 1 to 25 of 246 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.