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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Advantage Financial GroupLPL FinancialNational Planning$2,00008-02-2012
Andrew GonskiLPL FinancialAmeriprise Financial$10009-19-2013
Anton BayerLPL FinancialSecurities America$11511-28-2011
Bobby WhiteLPL FinancialSecurities America$008-10-2011
Capstone Affluent StrategiesLPL FinancialPrudential Financial$45010-17-2012
Charlotte Shaw, Gary ShawLPL FinancialLincoln Financial$36008-15-2013
Christopher Hagen, Daniel SloanLPL FinancialMorgan Keegan$18001-04-2012
DeLynn Zell, Pete McCarn, Jeris Burns, David LeCompteLPL FinancialLincoln Financial$1,00008-14-2012
Donald PatrickLPL FinancialSecurities America$008-10-2011
Ellen M. Duhamel, Thomas J. DornoffLPL FinancialMorgan Stanley Wealth Management$13001-13-2014
Erin BotsfordLPL FinancialDeWaay Financial Network$56005-11-2012
Gary DeeseLPL FinancialEdward Jones$9211-28-2011
George P. Fraser, Frederic W. Amberg, Troy W. HaugenLPL FinancialMorgan Stanley Wealth Management$30009-28-2011
Gerber Kawasaki Wealth & Investment ManagementLPL FinancialSagePoint Financial$17510-24-2012
John M. Cartolano Jr.LPL FinancialAmeriprise Financial$20012-10-2013
John Napolitano, George Clarke, Thomas Morrone, Michael Alexander, Max Kolbrenner, Gary Oman, Timothy McCarthy, Michael VelazquezLPL FinancialLincoln Financial$20001-25-2012
Jonathan A. Owenby, Jeffrey T. JonesLPL FinancialSuntrust Investment Services$15001-03-2014
Kelley F. Snook, Jr.LPL FinancialNorthstar Financial$4,30012-17-2013
Kenneth G. InghamLPL FinancialSentinel Securities, Inc.$1,50005-01-2013
Level Four GroupLPL FinancialLincoln Financial$1,00011-13-2012
Marc S. SchlieferLPL FinancialLincoln Financial$25009-16-2013
Mark Cortazzo, Nicholas Spagnoletti Jr., Jay LaMalfa, Thomas MoyerLPL FinancialSII Investments$65011-13-2012
Mark Elston, Dave Quinn, Jim Elston, Tiffany Del SantoLPL FinancialWells Fargo Advisors$18511-07-2012
Matthew Cunningham, Erik WilliamsLPL FinancialPark Avenue Securities$012-04-2013
Michael A. RogersLPL FinancialCommonwealth Financial Network$15002-04-2014
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.