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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Advantage Financial GroupLPL FinancialNational Planning$2,00008-02-2012
Andrew GonskiLPL FinancialAmeriprise Financial$10009-19-2013
Anton BayerLPL FinancialSecurities America$11511-28-2011
Bill WoodwardLPL FinancialWells Fargo Advisors$10006-17-2015
Bobby WhiteLPL FinancialSecurities America$008-10-2011
Brandi HolmesLPL FinancialFidelity$27408-31-2015
Brian Hinson, Bob Johnson, Jonathan HornsbyLPL FinancialLincoln Financial$25006-25-2015
Brian SmithLPL FinancialCUNA Brokerage Services$11009-15-2015
Bryan ForonjyLPL FinancialFidelity$17508-31-2015
Capstone Affluent StrategiesLPL FinancialPrudential Financial$45010-17-2012
Charlotte Shaw, Gary ShawLPL FinancialLincoln Financial$36008-15-2013
Christopher Hagen, Daniel SloanLPL FinancialMorgan Keegan$18001-04-2012
Dale SchumacherLPL FinancialBaker Tilly Capital$31209-15-2015
Dale WolfLPL FinancialSun Trust Securities$10408-31-2015
Daniel Conard, Josiah JenningsLPL FinancialLarson Financial Securities$12009-15-2015
DeLynn Zell, Pete McCarn, Jeris Burns, David LeCompteLPL FinancialLincoln Financial$1,00008-14-2012
Dennis Long, Jerry HillLPL FinancialFirst Global Capital$13509-15-2015
Donald PatrickLPL FinancialSecurities America$008-10-2011
Ellen M. Duhamel, Thomas J. DornoffLPL FinancialMorgan Stanley Wealth Management$13001-13-2014
Erin BotsfordLPL FinancialDeWaay Financial Network$56005-11-2012
Frank Del BustoLPL FinancialTIAA-CREF$95008-31-2015
Gary DeeseLPL FinancialEdward Jones$9211-28-2011
George P. Fraser, Frederic W. Amberg, Troy W. HaugenLPL FinancialMorgan Stanley Wealth Management$30009-28-2011
Gerber Kawasaki Wealth & Investment ManagementLPL FinancialSagePoint Financial$17510-24-2012
Jeffrey Kelley, Micah KelleyLPL FinancialAmeriprise Financial$10209-15-2015
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.