Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeff Kocis, John Kinsella, Richard RohlfingLPL FinancialBank of America Merrill Lynch$20012-21-2015
Robert WithersLPL FinancialBank of America Merrill Lynch$6511-03-2015
Neel PatelLPL FinancialBank of America Merrill Lynch$7007-31-2015
Jose HauadLPL FinancialBank of America Merrill Lynch$7007-17-2015
John E. CarrollLPL FinancialBank of America Merrill Lynch$13011-17-2014
Steven CrabreeLPL FinancialBank of America Merrill Lynch$5004-21-2012

Showing 1 to 6 of 6 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.