Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
|Adviser(s)||Firm joining||Firm leaving||AUM ($M)||Date|
|Marc S. Schliefer||LPL Financial||Lincoln Financial||$250||09-16-2013|
|Charlotte Shaw, Gary Shaw||LPL Financial||Lincoln Financial||$360||08-15-2013|
|Level Four Group||LPL Financial||Lincoln Financial||$1,000||11-13-2012|
|DeLynn Zell, Pete McCarn, Jeris Burns, David LeCompte||LPL Financial||Lincoln Financial||$1,000||08-14-2012|
|John Napolitano, George Clarke, Thomas Morrone, Michael Alexander, Max Kolbrenner, Gary Oman, Timothy McCarthy, Michael Velazquez||LPL Financial||Lincoln Financial||$200||01-25-2012|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.