Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
|Adviser(s)||Firm joining||Firm leaving||AUM ($M)||Date|
|Gerber Kawasaki Wealth & Investment Management||LPL Financial||SagePoint Financial||$175||10-24-2012|
|Capstone Affluent Strategies||LPL Financial||Prudential Financial||$450||10-17-2012|
|Washington Wealth Management||LPL Financial||Spire Investment Partners||$750||10-02-2012|
|Neal McNeil III, Robert L. Meyer, Ryan Clive-Smith||LPL Financial||Morgan Stanley Wealth Management||$300||03-12-2012|
|Anton Bayer||LPL Financial||Securities America||$115||11-28-2011|
|George P. Fraser, Frederic W. Amberg, Troy W. Haugen||LPL Financial||Morgan Stanley Wealth Management||$300||09-28-2011|
|Robert F. Halligan II||LPL Financial||Morgan Stanley Wealth Management||$115||10-14-2010|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.