Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jaime Fukumae, Sally JermainLPL FinancialFoothill Securities$7006-27-2016
Kailen CookLPL FinancialTD Wealth Management Services$6006-22-2016
Andrew PerceleanuLPL FinancialU.S. Bancorp Investments$5006-15-2016
Darrin ConradLPL FinancialWells Fargo Advisors$8006-13-2016
George LyLPL FinancialCetera$8006-10-2016
Nicholas GoodwinLPL FinancialFidelity$17506-10-2016
John ParsonsLPL FinancialFoothill Securities$9705-31-2016
James ParentiLPL FinancialProtected Investors of America$13005-16-2016
Thomas SandkampLPL FinancialWells Fargo Advisors$6005-12-2016
Terry BaileyLPL FinancialWells Fargo Advisors$6004-28-2016
Ashley CurielLPL FinancialCUSO Financial Services, L.P.$5404-21-2016
Eric SchindlerLPL FinancialCetera$12504-21-2016
Richard NakawataseLPL FinancialFirst Allied Securities$5003-14-2016
Elizabeth SkillmanLPL FinancialTD Wealth Management Services$45303-04-2016
Allyson TrantumLPL FinancialEdward Jones$6002-12-2016
Jacob ChaparroLPL FinancialTD Wealth Management Services$50501-27-2016
Paul DuncanLPL FinancialSecurities America$10501-11-2016
Peter BellLPL FinancialStifel Nicolaus & Co.$5001-11-2016
Gregory Van KesterenLPL FinancialRBC Wealth Management$6001-08-2016
Nasser AhmadLPL FinancialFidelity$9001-07-2016
Michael NapoliLPL FinancialWells Fargo Advisors$7011-30-2015
Nathan WhiteLPL FinancialM Holdings Securities$40011-18-2015
Keith MartelLPL FinancialJPMorgan Chase & Co.$9411-02-2015
Robert LeachLPL FinancialWells Fargo Advisors$9010-16-2015
Susanne ZitoLPL FinancialJPMorgan Chase & Co.$7010-01-2015
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Showing 1 to 25 of 41 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.