Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard NakawataseLPL FinancialFirst Allied Securities$5003-14-2016
Elizabeth SkillmanLPL FinancialTD Wealth Management Services$45303-04-2016
Allyson TrantumLPL FinancialEdward Jones$6002-12-2016
Jacob ChaparroLPL FinancialTD Wealth Management Services$50501-27-2016
Peter BellLPL FinancialStifel Nicolaus & Co.$5001-11-2016
Paul DuncanLPL FinancialSecurities America$10501-11-2016
Gregory Van KesterenLPL FinancialRBC Wealth Management$6001-08-2016
Nasser AhmadLPL FinancialFidelity$9001-07-2016
Michael NapoliLPL FinancialWells Fargo Advisors$7011-30-2015
Nathan WhiteLPL FinancialM Holdings Securities$40011-18-2015
Keith MartelLPL FinancialJPMorgan Chase & Co.$9411-02-2015
Robert LeachLPL FinancialWells Fargo Advisors$9010-16-2015
Susanne ZitoLPL FinancialJPMorgan Chase & Co.$7010-01-2015
Courtney McHargLPL FinancialAmeriprise Financial$9009-21-2015
Jeff Brown, Patrick Ford, Tyler MorrisLPL FinancialWells Fargo Advisors$52509-18-2015
Neel PatelLPL FinancialBank of America Merrill Lynch$7007-31-2015
John CordeiroLPL FinancialWaddell and Reed$22007-23-2015
Sandra ChoLPL FinancialJPMorgan Chase & Co.$18406-27-2015
Bryan ForonjyLPL FinancialFidelity$17505-20-2015
Lilian LoLPL FinancialFidelity$11003-30-2015
V. John Threlkeld, John Saylor, Charles Presti, Milton Guzman, Jon LeeLPL FinancialFirst Allied Securities$20503-11-2015
Daniel Conard, Josiah JenningsLPL FinancialLarson Financial Securities$12001-08-2015
Gerber Kawasaki Wealth & Investment ManagementLPL FinancialSagePoint Financial$17510-22-2012
Capstone Affluent StrategiesLPL FinancialPrudential Financial$45010-17-2012
Washington Wealth ManagementLPL FinancialSpire Investment Partners$75010-02-2012
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Showing 1 to 25 of 29 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.