Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael NapoliLPL FinancialWells Fargo Advisors$7011-30-2015
Nathan WhiteLPL FinancialM Holdings Securities$40011-18-2015
Keith MartelLPL FinancialJPMorgan Chase & Co.$9411-02-2015
Robert LeachLPL FinancialWells Fargo Advisors$9010-16-2015
Susanne ZitoLPL FinancialJPMorgan Chase & Co.$7010-01-2015
Courtney McHargLPL FinancialAmeriprise Financial$9009-21-2015
Jeff Brown, Patrick Ford, Tyler MorrisLPL FinancialWells Fargo Advisors$52509-18-2015
Neel PatelLPL FinancialBank of America Merrill Lynch$7007-31-2015
John CordeiroLPL FinancialWaddell and Reed$22007-23-2015
Sandra ChoLPL FinancialJPMorgan Chase & Co.$18406-27-2015
Bryan ForonjyLPL FinancialFidelity$17505-20-2015
Lilian LoLPL FinancialFidelity$11003-30-2015
V. John Threlkeld, John Saylor, Charles Presti, Milton Guzman, Jon LeeLPL FinancialFirst Allied Securities$20503-11-2015
Daniel Conard, Josiah JenningsLPL FinancialLarson Financial Securities$12001-08-2015
Gerber Kawasaki Wealth & Investment ManagementLPL FinancialSagePoint Financial$17510-22-2012
Capstone Affluent StrategiesLPL FinancialPrudential Financial$45010-17-2012
Washington Wealth ManagementLPL FinancialSpire Investment Partners$75010-02-2012
Neal McNeil III, Robert L. Meyer, Ryan Clive-SmithLPL FinancialMorgan Stanley Wealth Management$30003-12-2012
Anton BayerLPL FinancialSecurities America$11511-28-2011
George P. Fraser, Frederic W. Amberg, Troy W. HaugenLPL FinancialMorgan Stanley Wealth Management$30009-28-2011
Robert F. Halligan IILPL FinancialMorgan Stanley Wealth Management$11510-14-2010

Showing 1 to 21 of 21 entries

Page 1

Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.