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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gerber Kawasaki Wealth & Investment ManagementLPL FinancialSagePoint Financial$17510-24-2012
Capstone Affluent StrategiesLPL FinancialPrudential Financial$45010-17-2012
Washington Wealth ManagementLPL FinancialSpire Investment Partners$75010-02-2012
Neal McNeil III, Robert L. Meyer, Ryan Clive-SmithLPL FinancialMorgan Stanley Wealth Management$30003-12-2012
Anton BayerLPL FinancialSecurities America$11511-28-2011
George P. Fraser, Frederic W. Amberg, Troy W. HaugenLPL FinancialMorgan Stanley Wealth Management$30009-28-2011
Robert F. Halligan IILPL FinancialMorgan Stanley Wealth Management$11510-14-2010

Showing 1 to 7 of 7 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.