Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey TalleyLPL Financial Private Client Services$10007-22-2016
Austin Booker, James FallonLPL FinancialWoodbury Financial Services$10006-24-2016
Stephen GaskinsLPL FinancialIntercarolina Financial Services, Inc.$6006-20-2016
James LowryLPL FinancialCapital Guardian$10012-07-2015
Todd TimmermanLPL FinancialPrincor Financial Services$1,00003-09-2015
Ryan J. SchriftLPL FinancialMorgan Keegan$1505-14-2012
Michael SharplesLPL FinancialEdward Jones$005-26-2010

Showing 1 to 7 of 7 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.