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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul BagnatoMorgan Stanley Smith BarneyWells Fargo Advisors$16505-07-2013
Alissa N. CarlossMorgan Stanley Smith BarneyStifel Nicolaus & Co.$13505-07-2013
David H. RascoeMorgan Stanley Smith BarneyWells Fargo Advisors$8004-25-2013
Thomas J. McCann Jr.Morgan Stanley Smith BarneyBank of America Merrill Lynch$20004-25-2013
Eric M. BehrMorgan Stanley Smith BarneyDeutsche BankN/A04-25-2013
Robert Locco, Francis CiocariMorgan Stanley Smith BarneyBank of America Merrill Lynch$20004-08-2013
Robert Iocco, Francis CiocariMorgan Stanley Smith BarneyBank of America Merrill Lynch$20004-08-2013
William Seabrook, Kathleen ChiapponeMorgan Stanley Smith BarneyWells Fargo Advisors$18004-08-2013
Paul D. Emrick, Troy Hottenstein, Scott HollandMorgan Stanley Smith BarneyJ.P. Morgan Securities LLC$40004-08-2013
Gaston Abello, Felix JaimovichMorgan Stanley Smith BarneyBank of America Merrill Lynch$16504-08-2013
David Gordon, Kirsten GordonMorgan Stanley Smith BarneyWells Fargo Advisors$30004-02-2013
Mark Pentella, Jessica Palmer Morgan Stanley Smith BarneyBank of America Merrill Lynch$12504-02-2013
Scott SextonMorgan Stanley Smith BarneyUBS Financial Services$70003-05-2013
Roxann Romano, Anthony CatalanoMorgan Stanley Smith BarneyUBS Financial ServicesN/A03-05-2013
Victor CamaraMorgan Stanley Smith BarneyBank of America Merrill Lynch$10002-27-2013
Nikesh Kadakia, Jospeh Pastore, Kirk SnyderMorgan Stanley Smith BarneyBank of America Merrill LynchN/A02-19-2013
Diane Alecci, Lynn BlanchardMorgan Stanley Smith BarneyBank of America Merrill Lynch$50001-07-2013
Richard Prybyl, Richard Farr, Steve HeadrickMorgan Stanley Smith BarneyBank of America Merrill Lynch$24812-11-2012
Nancy Buttweiler, Kristopher Schultz, David PetersonMorgan Stanley Smith BarneyBank of America Merrill Lynch$14112-11-2012
Vince Costanzo, Rex MackMorgan Stanley Smith BarneyBank of America Merrill Lynch$11512-03-2012
Howard ShallcrossMorgan Stanley Smith BarneyBarclays Wealth$8012-03-2012
Brant Giere, Lisa SzucsMorgan Stanley Smith BarneyBank of America Merrill Lynch$21012-03-2012
Luis Fuentes, Christopher Fuentes, Rosario HondermannMorgan Stanley Smith BarneyBank of America Merrill Lynch$37312-03-2012
Bryan SchonMorgan Stanley Smith BarneyChase Investment Services$20511-06-2012
Cheryl YoungMorgan Stanley Smith BarneyRaymond James$22110-31-2012
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.