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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carlos Van Maanen, Carlos StolkMorgan Stanley Smith BarneyUBS Financial Services$27001-26-2010
Randall Ridenour & TeamMorgan Stanley Smith BarneyUBS Financial Services$12001-26-2010
David S. LynnMorgan Stanley Smith BarneyBank of America Merrill Lynch$11503-10-2010
Brandon OliverMorgan Stanley Smith BarneyBank of America Merrill Lynch$9003-23-2010
James Dolan, Pamela BayardMorgan Stanley Smith BarneyUBS Financial Services$54003-23-2010
Leif OlsonMorgan Stanley Smith BarneyBank of America Merrill Lynch$13703-29-2010
Robert Nelson MurrayMorgan Stanley Smith BarneyUBS Financial Services$40004-09-2010
Robert Tholl, Jerry PearsonMorgan Stanley Smith BarneyJPMorgan Chase & Co.N/A04-09-2010
Bradley HareMorgan Stanley Smith BarneyEdward JonesN/A05-04-2010
James Flynn, Rance Hillier, Merritt ZahnerMorgan Stanley Smith BarneyBank of America Merrill Lynch$15005-19-2010
Matthew Segal, Joseph Pizzo, Irwin Werbowsky, Mohamed YassinMorgan Stanley Smith BarneyUBS Financial Services$15105-21-2010
Jeff RussellMorgan Stanley Smith BarneyBank of America Merrill Lynch$21805-25-2010
Mark S. BaileyMorgan Stanley Smith BarneyUBS Financial Services$16005-28-2010
Sergio D'Oliveira, Francisco D'Oliveira, Leonardo Silva, Tod FrickMorgan Stanley Smith BarneyBank of America Merrill Lynch$27906-18-2010
Joseph Fortuna, Timothy PreteMorgan Stanley Smith BarneyUBS Financial Services$73806-21-2010
The Legacy Wealth Management GroupMorgan Stanley Smith BarneyUBS Financial Services$35007-02-2010
Michael LupiaMorgan Stanley Smith BarneyJPMorgan Chase & Co.$21707-08-2010
Benjamin WooMorgan Stanley Smith BarneyCharles Schwab$14007-13-2010
Laurence BraunsteinMorgan Stanley Smith BarneyFirst Allied Securities$20007-22-2010
Art Martin, Wade Martin, John RizzoMorgan Stanley Smith BarneyUBS Financial Services$35008-20-2010
Jonathan PriceMorgan Stanley Smith BarneyCommonwealth Financial Network$15310-28-2010
Benjamin Kusner, Steven Berner, William Hanrahan, Shane MeyerMorgan Stanley Smith BarneyUBS Financial Services$18411-11-2010
Ronald Kern, Rollins Rubsamen Jr., W. Joseph Sammons, Myrteel WardMorgan Stanley Smith BarneyWFG Investments$3,40011-17-2010
Rick CaiazzoMorgan Stanley Smith BarneyUBS Financial Services$29011-29-2010
Jeanne Forkeutis, Frank SalvagniMorgan Stanley Smith BarneyUBS Financial Services$14311-29-2010
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Showing 1 to 25 of 131 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.