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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Adam Leapley | Morgan Stanley Smith Barney | Chase Investment Services | $205 | 01-28-2011 |
| Alissa N. Carloss | Morgan Stanley Smith Barney | Stifel Nicolaus & Co. | $135 | 05-07-2013 |
| Angel Colina | Morgan Stanley Smith Barney | Wells Fargo Advisors | $240 | 08-20-2012 |
| Art Martin, Wade Martin, John Rizzo | Morgan Stanley Smith Barney | UBS Financial Services | $350 | 08-20-2010 |
| Arturo Perret-Gentil | Morgan Stanley Smith Barney | UBS Financial Services | $107 | 06-14-2011 |
| Benjamin Kusner, Steven Berner, William Hanrahan, Shane Meyer | Morgan Stanley Smith Barney | UBS Financial Services | $184 | 11-11-2010 |
| Benjamin Woo | Morgan Stanley Smith Barney | Charles Schwab | $140 | 07-13-2010 |
| Blane Hammer | Morgan Stanley Smith Barney | UBS Financial Services | $120 | 07-18-2012 |
| Brad Nettune | Morgan Stanley Smith Barney | UBS Financial Services | $500 | 11-03-2011 |
| Brad Rude | Morgan Stanley Smith Barney | Wells Fargo Advisors | $129 | 02-23-2012 |
| Bradley Hare | Morgan Stanley Smith Barney | Edward Jones | N/A | 05-04-2010 |
| Brandon Hunt | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $91 | 09-08-2011 |
| Brandon Oliver | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $90 | 03-23-2010 |
| Brant Giere, Lisa Szucs | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $210 | 12-03-2012 |
| Brent Henry, Dustin Colebank, Mike Hudson | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $230 | 07-17-2012 |
| Bryan Jones, James Woods | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $210 | 11-15-2011 |
| Bryan Schon | Morgan Stanley Smith Barney | Chase Investment Services | $205 | 11-06-2012 |
| Bryce Kenny | Morgan Stanley Smith Barney | Credit Suisse Wealth Services | $475 | 03-23-2012 |
| Carlos Van Maanen, Carlos Stolk | Morgan Stanley Smith Barney | UBS Financial Services | $270 | 01-26-2010 |
| Cheryl Young | Morgan Stanley Smith Barney | Raymond James | $221 | 10-31-2012 |
| Chris Wallace, Sarah Ehrlich | Morgan Stanley Smith Barney | Morgan Keegan | N/A | 12-15-2011 |
| Christopher Agnew, Gary Hewitt, Darrell Henricksen | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $300 | 08-20-2012 |
| Clovis Martin, Edward Jordan, Antonio Almaraz | Morgan Stanley Smith Barney | Wells Fargo Advisors | $200 | 01-11-2012 |
| Craig Greenberg, Joseph McDermott | Morgan Stanley Smith Barney | UBS Financial Services | $144 | 01-31-2011 |
| David Gordon, Kirsten Gordon | Morgan Stanley Smith Barney | Wells Fargo Advisors | $300 | 04-02-2013 |
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.