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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric M. BehrMorgan Stanley Smith BarneyDeutsche BankN/A04-25-2013
Roxann Romano, Anthony CatalanoMorgan Stanley Smith BarneyUBS Financial ServicesN/A03-05-2013
Nikesh Kadakia, Jospeh Pastore, Kirk SnyderMorgan Stanley Smith BarneyBank of America Merrill LynchN/A02-19-2013
William Schick, Paul DerrickMorgan Stanley Smith BarneyWells Fargo AdvisorsN/A06-04-2012
Patricia Glass, Walter VarianMorgan Stanley Smith BarneyCredit Suisse Wealth ServicesN/A05-21-2012
Jeffrey Hollingsworth, William Simpson, Craig BillingsleyMorgan Stanley Smith BarneyWells Fargo AdvisorsN/A05-02-2012
Kelly CavesMorgan Stanley Smith BarneyBank of America Merrill LynchN/A02-15-2012
Jason Haberman, Robert Brevetti, William CollinsMorgan Stanley Smith BarneyUBS Financial ServicesN/A01-10-2012
Chris Wallace, Sarah EhrlichMorgan Stanley Smith BarneyMorgan KeeganN/A12-15-2011
Jonathan LakeMorgan Stanley Smith BarneyRBC Wealth ManagementN/A09-13-2011
Edward Cook, Robert HallMorgan Stanley Smith BarneyUBS Financial ServicesN/A09-13-2011
Michael Paesano, Jeffrey Cadan, Richard Perkins, Matthew HayfordMorgan Stanley Smith BarneyUBS Financial ServicesN/A05-03-2011
Bradley HareMorgan Stanley Smith BarneyEdward JonesN/A05-04-2010
Robert Tholl, Jerry PearsonMorgan Stanley Smith BarneyJPMorgan Chase & Co.N/A04-09-2010
Robert GilsonMorgan Stanley Smith BarneyBank of America Merrill Lynch$7507-23-2012
David H. RascoeMorgan Stanley Smith BarneyWells Fargo Advisors$8004-25-2013
Howard ShallcrossMorgan Stanley Smith BarneyBarclays Wealth$8012-03-2012
Esteban FormosoMorgan Stanley Smith BarneyUBS Financial Services$8306-14-2011
Brandon OliverMorgan Stanley Smith BarneyBank of America Merrill Lynch$9003-23-2010
Brandon HuntMorgan Stanley Smith BarneyBank of America Merrill Lynch$9109-08-2011
Eliot RossMorgan Stanley Smith BarneyBarclays Wealth$9807-18-2012
Victor CamaraMorgan Stanley Smith BarneyBank of America Merrill Lynch$10002-27-2013
Thomas A. DeRosaMorgan Stanley Smith BarneyBank of America Merrill Lynch$10003-23-2012
T. Gregory Naples, Chris NapleMorgan Stanley Smith BarneyUBS Financial Services$10011-15-2011
Robert ReubenMorgan Stanley Smith BarneyOppenheimer$10401-11-2012
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.