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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marc Richman, Brian BernhardtMorgan Stanley Smith BarneyDeutsche Bank$50004-09-2012
Rick Hughes, Harry Greenberg, Shawn Senior, Daniel SilverbergMorgan Stanley Smith BarneyUBS Financial Services$80003-26-2012
Bryce KennyMorgan Stanley Smith BarneyCredit Suisse Wealth Services$47503-23-2012
Thomas A. DeRosaMorgan Stanley Smith BarneyBank of America Merrill Lynch$10003-23-2012
Ilan SegevMorgan Stanley Smith BarneyCredit Suisse Wealth Services$19103-15-2012
Emir Culov, Amela Culov, Rebecca RexMorgan Stanley Smith BarneyH.S.B.C. Private Bank$17503-15-2012
Keith Long, Joseph Reilly, Jason DevitoMorgan Stanley Smith BarneyBank of America Merrill Lynch$38503-15-2012
Devin CondronMorgan Stanley Smith BarneyBank of America Merrill Lynch$83003-06-2012
Jeffrey Grange, Jeffrey HollisMorgan Stanley Smith BarneyBank of America Merrill Lynch$22702-23-2012
Brad RudeMorgan Stanley Smith BarneyWells Fargo Advisors$12902-23-2012
Kelly CavesMorgan Stanley Smith BarneyBank of America Merrill LynchN/A02-15-2012
Lou Popielarcheck, Jr., Kristen Yablonsky, Michael T. JordanMorgan Stanley Smith BarneyWells Fargo Advisors$13502-14-2012
Philip Ressa, Justin ChoMorgan Stanley Smith BarneyBank of America Merrill Lynch$33001-26-2012
Don Gill, William LaRosaMorgan Stanley Smith BarneyBank of America Merrill Lynch$47001-11-2012
Clovis Martin, Edward Jordan, Antonio AlmarazMorgan Stanley Smith BarneyWells Fargo Advisors$20001-11-2012
Robert ReubenMorgan Stanley Smith BarneyOppenheimer$10401-11-2012
Jason Haberman, Robert Brevetti, William CollinsMorgan Stanley Smith BarneyUBS Financial ServicesN/A01-10-2012
Scott Fortney, Grant FortneyMorgan Stanley Smith BarneyBank of America Merrill Lynch$88501-10-2012
Chris Wallace, Sarah EhrlichMorgan Stanley Smith BarneyMorgan KeeganN/A12-15-2011
Marc Walters, Todd Austin, Sean WeberMorgan Stanley Smith BarneyBank of America Merrill Lynch$45011-22-2011
John Alex, Jose Pietri, Thomas LaughlinMorgan Stanley Smith BarneyBank of America Merrill Lynch$20011-22-2011
Philip NobleMorgan Stanley Smith BarneyLPL Financial$11611-22-2011
Joseph Neuhaus, Karen JankowskiMorgan Stanley Smith BarneyRBC Wealth Management$28411-22-2011
Nancy Bernstein, Greg RosenMorgan Stanley Smith BarneyBank of America Merrill Lynch$15711-15-2011
Mark DonohueMorgan Stanley Smith BarneyRBC Wealth Management$70011-15-2011
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.