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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott SextonMorgan Stanley Smith BarneyUBS Financial Services$70003-05-2013
Roxann Romano, Anthony CatalanoMorgan Stanley Smith BarneyUBS Financial ServicesN/A03-05-2013
Keith Munera, John WildemoreMorgan Stanley Smith BarneyUBS Financial Services$31508-20-2012
Javier Vargas, Ramon PerezMorgan Stanley Smith BarneyUBS Financial Services$30007-18-2012
Sheldon Hechtman, Ellen KlersfeldMorgan Stanley Smith BarneyUBS Financial Services$21107-18-2012
Blane HammerMorgan Stanley Smith BarneyUBS Financial Services$12007-18-2012
Richard Jenkin, Thomas FerranteMorgan Stanley Smith BarneyUBS Financial Services$21005-21-2012
Frank SeminaraMorgan Stanley Smith BarneyUBS Financial Services$75005-10-2012
Frank Bagrier, Wes CoyleMorgan Stanley Smith BarneyUBS Financial Services$13505-02-2012
Jonathan Klausner, John Duffy, Jenny Margason, Caryn Wilkinson, Derek DisalvoMorgan Stanley Smith BarneyUBS Financial Services$65004-09-2012
James Flood, Michael RomerMorgan Stanley Smith BarneyUBS Financial Services$21304-09-2012
Rick Hughes, Harry Greenberg, Shawn Senior, Daniel SilverbergMorgan Stanley Smith BarneyUBS Financial Services$80003-26-2012
Jason Haberman, Robert Brevetti, William CollinsMorgan Stanley Smith BarneyUBS Financial ServicesN/A01-10-2012
T. Gregory Naples, Chris NapleMorgan Stanley Smith BarneyUBS Financial Services$10011-15-2011
Brad NettuneMorgan Stanley Smith BarneyUBS Financial Services$50011-03-2011
Mark D. Rosenberg, Fred Weingart, Tina-Marie Bryant, Roberta BermanMorgan Stanley Smith BarneyUBS Financial Services$15211-03-2011
Edward Cook, Robert HallMorgan Stanley Smith BarneyUBS Financial ServicesN/A09-13-2011
Arturo Perret-GentilMorgan Stanley Smith BarneyUBS Financial Services$10706-14-2011
Esteban FormosoMorgan Stanley Smith BarneyUBS Financial Services$8306-14-2011
Shawn Liebel, Kevin ForneyMorgan Stanley Smith BarneyUBS Financial Services$21105-17-2011
Michael Paesano, Jeffrey Cadan, Richard Perkins, Matthew HayfordMorgan Stanley Smith BarneyUBS Financial ServicesN/A05-03-2011
Craig Greenberg, Joseph McDermottMorgan Stanley Smith BarneyUBS Financial Services$14401-31-2011
Robin Krasny, Mark LewisMorgan Stanley Smith BarneyUBS Financial Services$31001-20-2011
Rick CaiazzoMorgan Stanley Smith BarneyUBS Financial Services$29011-29-2010
Jeanne Forkeutis, Frank SalvagniMorgan Stanley Smith BarneyUBS Financial Services$14311-29-2010
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.