Sponsored By

Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul BagnatoMorgan Stanley Smith BarneyWells Fargo Advisors$16505-07-2013
David H. RascoeMorgan Stanley Smith BarneyWells Fargo Advisors$8004-25-2013
William Seabrook, Kathleen ChiapponeMorgan Stanley Smith BarneyWells Fargo Advisors$18004-08-2013
David Gordon, Kirsten GordonMorgan Stanley Smith BarneyWells Fargo Advisors$30004-02-2013
Leon Ciobataru, Luiz BoruchowskiMorgan Stanley Smith BarneyWells Fargo Advisors$21010-31-2012
Angel ColinaMorgan Stanley Smith BarneyWells Fargo Advisors$24008-20-2012
William Schick, Paul DerrickMorgan Stanley Smith BarneyWells Fargo AdvisorsN/A06-04-2012
Jeffrey Hollingsworth, William Simpson, Craig BillingsleyMorgan Stanley Smith BarneyWells Fargo AdvisorsN/A05-02-2012
Brad RudeMorgan Stanley Smith BarneyWells Fargo Advisors$12902-23-2012
Lou Popielarcheck, Jr., Kristen Yablonsky, Michael T. JordanMorgan Stanley Smith BarneyWells Fargo Advisors$13502-14-2012
Clovis Martin, Edward Jordan, Antonio AlmarazMorgan Stanley Smith BarneyWells Fargo Advisors$20001-11-2012
Lawrence Durso, Kris FrazierMorgan Stanley Smith BarneyWells Fargo Advisors$28009-26-2011
Jack Wong, Darryl NgMorgan Stanley Smith BarneyWells Fargo Advisors$28909-07-2011
Judy Keng, Sue TengMorgan Stanley Smith BarneyWells Fargo Advisors$16209-07-2011
Shao TeMorgan Stanley Smith BarneyWells Fargo Advisors$10509-07-2011
Michael Parziale, Daniel MorilakMorgan Stanley Smith BarneyWells Fargo Advisors$17508-25-2011
Michael KiddMorgan Stanley Smith BarneyWells Fargo Advisors$30501-10-2011

Showing 1 to 17 of 17 entries

Page 1

Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.