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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| David H. Rascoe | Morgan Stanley Smith Barney | Wells Fargo Advisors | $80 | 04-25-2013 |
| Thomas J. McCann Jr. | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $200 | 04-25-2013 |
| Nikesh Kadakia, Jospeh Pastore, Kirk Snyder | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | N/A | 02-19-2013 |
| Cheryl Young | Morgan Stanley Smith Barney | Raymond James | $221 | 10-31-2012 |
| Robert Gilson | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $75 | 07-23-2012 |
| Kelly Caves | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | N/A | 02-15-2012 |
| Brandon Hunt | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $91 | 09-08-2011 |
| William Bullock, Gayle Bullock | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $231 | 09-08-2011 |
| Jack Wong, Darryl Ng | Morgan Stanley Smith Barney | Wells Fargo Advisors | $289 | 09-07-2011 |
| Judy Keng, Sue Teng | Morgan Stanley Smith Barney | Wells Fargo Advisors | $162 | 09-07-2011 |
| Shao Te | Morgan Stanley Smith Barney | Wells Fargo Advisors | $105 | 09-07-2011 |
| Michael Parziale, Daniel Morilak | Morgan Stanley Smith Barney | Wells Fargo Advisors | $175 | 08-25-2011 |
| Peter Chen | Morgan Stanley Smith Barney | Charles Schwab | $170 | 06-14-2011 |
| David Runstrom, Eric Noyes | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $332 | 05-03-2011 |
| Michael Kidd | Morgan Stanley Smith Barney | Wells Fargo Advisors | $305 | 01-10-2011 |
| Benjamin Woo | Morgan Stanley Smith Barney | Charles Schwab | $140 | 07-13-2010 |
| Jeff Russell | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $218 | 05-25-2010 |
Showing 1 to 17 of 17 entries
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.