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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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Firm joining
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Jonathan Lake | Morgan Stanley Smith Barney | RBC Wealth Management | N/A | 09-13-2011 |
| Joseph Fortuna, Timothy Prete | Morgan Stanley Smith Barney | UBS Financial Services | $738 | 06-21-2010 |
| James Flynn, Rance Hillier, Merritt Zahner | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $150 | 05-19-2010 |
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.