Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
|Adviser(s)||Firm joining||Firm leaving||AUM ($M)||Date|
|Diane Alecci, Lynn Blanchard||Morgan Stanley Smith Barney||Bank of America Merrill Lynch||$500||01-07-2013|
|Howard Shallcross||Morgan Stanley Smith Barney||Barclays Wealth||$80||12-03-2012|
|Frank Seminara||Morgan Stanley Smith Barney||UBS Financial Services||$750||05-10-2012|
|Rick Hughes, Harry Greenberg, Shawn Senior, Daniel Silverberg||Morgan Stanley Smith Barney||UBS Financial Services||$800||03-26-2012|
|John Alex, Jose Pietri, Thomas Laughlin||Morgan Stanley Smith Barney||Bank of America Merrill Lynch||$200||11-22-2011|
|Nancy Bernstein, Greg Rosen||Morgan Stanley Smith Barney||Bank of America Merrill Lynch||$157||11-15-2011|
|Lawrence Durso, Kris Frazier||Morgan Stanley Smith Barney||Wells Fargo Advisors||$280||09-26-2011|
|Rick Caiazzo||Morgan Stanley Smith Barney||UBS Financial Services||$290||11-29-2010|
|Art Martin, Wade Martin, John Rizzo||Morgan Stanley Smith Barney||UBS Financial Services||$350||08-20-2010|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.