Sponsored By
Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
Filters
Adviser(s)
Firm joining
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Mark Pentella, Jessica Palmer | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $125 | 04-02-2013 |
| Vince Costanzo, Rex Mack | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $115 | 12-03-2012 |
| Brant Giere, Lisa Szucs | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $210 | 12-03-2012 |
| Philip Noble | Morgan Stanley Smith Barney | LPL Financial | $116 | 11-22-2011 |
| Bryan Jones, James Woods | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $210 | 11-15-2011 |
| T. Gregory Naples, Chris Naple | Morgan Stanley Smith Barney | UBS Financial Services | $100 | 11-15-2011 |
| Shawn Liebel, Kevin Forney | Morgan Stanley Smith Barney | UBS Financial Services | $211 | 05-17-2011 |
| The Legacy Wealth Management Group | Morgan Stanley Smith Barney | UBS Financial Services | $350 | 07-02-2010 |
Showing 1 to 8 of 8 entries
Page 1
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.