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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Angel Colina | Morgan Stanley Smith Barney | Wells Fargo Advisors | $240 | 08-20-2012 |
| Blane Hammer | Morgan Stanley Smith Barney | UBS Financial Services | $120 | 07-18-2012 |
| Brad Rude | Morgan Stanley Smith Barney | Wells Fargo Advisors | $129 | 02-23-2012 |
| Brant Giere, Lisa Szucs | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $210 | 12-03-2012 |
| Brent Henry, Dustin Colebank, Mike Hudson | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $230 | 07-17-2012 |
| Bryan Schon | Morgan Stanley Smith Barney | Chase Investment Services | $205 | 11-06-2012 |
| Bryce Kenny | Morgan Stanley Smith Barney | Credit Suisse Wealth Services | $475 | 03-23-2012 |
| Cheryl Young | Morgan Stanley Smith Barney | Raymond James | $221 | 10-31-2012 |
| Christopher Agnew, Gary Hewitt, Darrell Henricksen | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $300 | 08-20-2012 |
| Devin Condron | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $830 | 03-06-2012 |
| Diane Alecci, Lynn Blanchard | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $500 | 01-07-2013 |
| Eliot Ross | Morgan Stanley Smith Barney | Barclays Wealth | $98 | 07-18-2012 |
| Emir Culov, Amela Culov, Rebecca Rex | Morgan Stanley Smith Barney | H.S.B.C. Private Bank | $175 | 03-15-2012 |
| Frank Bagrier, Wes Coyle | Morgan Stanley Smith Barney | UBS Financial Services | $135 | 05-02-2012 |
| Frank Seminara | Morgan Stanley Smith Barney | UBS Financial Services | $750 | 05-10-2012 |
| Howard Shallcross | Morgan Stanley Smith Barney | Barclays Wealth | $80 | 12-03-2012 |
| Ilan Segev | Morgan Stanley Smith Barney | Credit Suisse Wealth Services | $191 | 03-15-2012 |
| James Flood, Michael Romer | Morgan Stanley Smith Barney | UBS Financial Services | $213 | 04-09-2012 |
| James Harris, Pam Ashley | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $3,000 | 07-18-2012 |
| Javier Vargas, Ramon Perez | Morgan Stanley Smith Barney | UBS Financial Services | $300 | 07-18-2012 |
| Jeffrey Grange, Jeffrey Hollis | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $227 | 02-23-2012 |
| Jeffrey Hollingsworth, William Simpson, Craig Billingsley | Morgan Stanley Smith Barney | Wells Fargo Advisors | N/A | 05-02-2012 |
| Jim Harris | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $400 | 05-29-2012 |
| Jonathan Klausner, John Duffy, Jenny Margason, Caryn Wilkinson, Derek Disalvo | Morgan Stanley Smith Barney | UBS Financial Services | $650 | 04-09-2012 |
| Jonathan Spafford | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $140 | 07-23-2012 |
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.