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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Schick, Paul DerrickMorgan Stanley Smith BarneyWells Fargo AdvisorsN/A06-04-2012
Jim HarrisMorgan Stanley Smith BarneyBank of America Merrill Lynch$40005-29-2012
Patricia Glass, Walter VarianMorgan Stanley Smith BarneyCredit Suisse Wealth ServicesN/A05-21-2012
Richard Jenkin, Thomas FerranteMorgan Stanley Smith BarneyUBS Financial Services$21005-21-2012
Frank SeminaraMorgan Stanley Smith BarneyUBS Financial Services$75005-10-2012
Jeffrey Hollingsworth, William Simpson, Craig BillingsleyMorgan Stanley Smith BarneyWells Fargo AdvisorsN/A05-02-2012
Frank Bagrier, Wes CoyleMorgan Stanley Smith BarneyUBS Financial Services$13505-02-2012
Jonathan Klausner, John Duffy, Jenny Margason, Caryn Wilkinson, Derek DisalvoMorgan Stanley Smith BarneyUBS Financial Services$65004-09-2012
James Flood, Michael RomerMorgan Stanley Smith BarneyUBS Financial Services$21304-09-2012
Marc Richman, Brian BernhardtMorgan Stanley Smith BarneyDeutsche Bank$50004-09-2012
Rick Hughes, Harry Greenberg, Shawn Senior, Daniel SilverbergMorgan Stanley Smith BarneyUBS Financial Services$80003-26-2012
Bryce KennyMorgan Stanley Smith BarneyCredit Suisse Wealth Services$47503-23-2012
Thomas A. DeRosaMorgan Stanley Smith BarneyBank of America Merrill Lynch$10003-23-2012
Ilan SegevMorgan Stanley Smith BarneyCredit Suisse Wealth Services$19103-15-2012
Emir Culov, Amela Culov, Rebecca RexMorgan Stanley Smith BarneyH.S.B.C. Private Bank$17503-15-2012
Keith Long, Joseph Reilly, Jason DevitoMorgan Stanley Smith BarneyBank of America Merrill Lynch$38503-15-2012
Devin CondronMorgan Stanley Smith BarneyBank of America Merrill Lynch$83003-06-2012
Jeffrey Grange, Jeffrey HollisMorgan Stanley Smith BarneyBank of America Merrill Lynch$22702-23-2012
Brad RudeMorgan Stanley Smith BarneyWells Fargo Advisors$12902-23-2012
Kelly CavesMorgan Stanley Smith BarneyBank of America Merrill LynchN/A02-15-2012
Lou Popielarcheck, Jr., Kristen Yablonsky, Michael T. JordanMorgan Stanley Smith BarneyWells Fargo Advisors$13502-14-2012
Philip Ressa, Justin ChoMorgan Stanley Smith BarneyBank of America Merrill Lynch$33001-26-2012
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.