Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
|Adviser(s)||Firm joining||Firm leaving||AUM ($M)||Date|
|Richard Prybyl, Richard Farr, Steve Headrick||Morgan Stanley Smith Barney||Bank of America Merrill Lynch||$248||12-11-2012|
|Eliot Ross||Morgan Stanley Smith Barney||Barclays Wealth||$98||07-18-2012|
|Patricia Glass, Walter Varian||Morgan Stanley Smith Barney||Credit Suisse Wealth Services||N/A||05-21-2012|
|Richard Jenkin, Thomas Ferrante||Morgan Stanley Smith Barney||UBS Financial Services||$210||05-21-2012|
|James Flood, Michael Romer||Morgan Stanley Smith Barney||UBS Financial Services||$213||04-09-2012|
|Thomas A. DeRosa||Morgan Stanley Smith Barney||Bank of America Merrill Lynch||$100||03-23-2012|
|Emir Culov, Amela Culov, Rebecca Rex||Morgan Stanley Smith Barney||H.S.B.C. Private Bank||$175||03-15-2012|
|Philip Ressa, Justin Cho||Morgan Stanley Smith Barney||Bank of America Merrill Lynch||$330||01-26-2012|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.