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Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
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| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Richard Prybyl, Richard Farr, Steve Headrick | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $248 | 12-11-2012 |
| Eliot Ross | Morgan Stanley Smith Barney | Barclays Wealth | $98 | 07-18-2012 |
| Patricia Glass, Walter Varian | Morgan Stanley Smith Barney | Credit Suisse Wealth Services | N/A | 05-21-2012 |
| Richard Jenkin, Thomas Ferrante | Morgan Stanley Smith Barney | UBS Financial Services | $210 | 05-21-2012 |
| James Flood, Michael Romer | Morgan Stanley Smith Barney | UBS Financial Services | $213 | 04-09-2012 |
| Thomas A. DeRosa | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $100 | 03-23-2012 |
| Emir Culov, Amela Culov, Rebecca Rex | Morgan Stanley Smith Barney | H.S.B.C. Private Bank | $175 | 03-15-2012 |
| Philip Ressa, Justin Cho | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | $330 | 01-26-2012 |
Showing 1 to 8 of 8 entries
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.