Sponsored By

Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Filters
Adviser(s) Firm joining Firm leaving AUM ($M) Date
Albert Fox, Edward Penberthy, Joseph DehnMorgan Stanley Wealth ManagementBank of America Merrill Lynch$60003-27-2014
David BeharMorgan Stanley Wealth ManagementUBS Financial Services$20003-27-2014
James Wong, Matthew Barker, Justin Harris, Desiderio RodriquezMorgan Stanley Wealth ManagementWells Fargo Advisors$26403-03-2014
Daniel Tedesco, Dennis MaddenMorgan Stanley Wealth ManagementUBS Financial Services$16103-03-2014
Michael Cott, Donald NejedlyMorgan Stanley Wealth ManagementRBC Wealth Management$25001-22-2014
J. Patrick KearnsMorgan Stanley Wealth ManagementFulcrum Securities$18501-22-2014
J. Larry Mills, Christopher G. Venuti, Bryan Mountain, Marc RoggenkampMorgan Stanley Wealth ManagementUBS Financial Services$5,50001-20-2014
Marie H. MurdockMorgan Stanley Wealth ManagementUBS Financial Services$001-03-2014
Jennifer Daniels, Karen LevyMorgan Stanley Wealth ManagementBank of America Merrill Lynch$15112-11-2013
Robert P. SchneiderMorgan Stanley Wealth ManagementUBS Financial Services$33410-22-2013
Ted Bowling, Aaron BowlingMorgan Stanley Wealth ManagementEdward Jones$34410-22-2013
Francesca ZavoltaMorgan Stanley Wealth ManagementBarclays Wealth$7410-09-2013
Fred Costantino Sr., Fred Costantino Jr., Michael CostantinoMorgan Stanley Wealth ManagementWells Fargo Advisors$12310-09-2013
Theresa E. ChacopulosMorgan Stanley Wealth ManagementWells Fargo Advisors$30210-09-2013
Garry W. BridgemanMorgan Stanley Wealth ManagementBank of America Merrill Lynch$66310-03-2013
Jason L. MossMorgan Stanley Wealth ManagementBank of America Merrill Lynch$13010-01-2013
Frank Marano, Donald MaranoMorgan Stanley Wealth ManagementRaymond James$10010-01-2013
Al Maulini, Joseph ToranoMorgan Stanley Wealth ManagementHSBC Private Bank$12110-01-2013
Scott Siegel, Mehmet Kirdar, Michael O'Hara, Joseph Carmody, Morgan Stanley Wealth ManagementJPMorgan Chase & Co.; UBS Financial Services $1,50010-01-2013
Stanley AlintoffMorgan Stanley Wealth ManagementUBS Financial Services $23209-20-2013
Robert Finan, Anthony LaFonteMorgan Stanley Wealth ManagementBank of America Merrill Lynch$40009-20-2013
Gary Englund, Steve OvertonMorgan Stanley Wealth ManagementRaymond James$10009-20-2013
Martin DomresMorgan Stanley Wealth ManagementDeutsche Bank$35008-14-2013
Theodore S. Coleman Sr., Theodore S. Coleman Jr. Morgan Stanley Wealth ManagementUBS Financial $16106-12-2013
Arthur A. LevineMorgan Stanley Wealth ManagementWells Fargo Advisors$006-12-2013
Next Page »

Showing 1 to 25 of 158 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7

Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.