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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jimena HailsMorgan Stanley Wealth ManagementHSBC Private Bank$20005-08-2015
Greg Fullmer, Daniel Hawkins, Douglas DyakonMorgan Stanley Wealth ManagementUBS Financial Services$1,30005-08-2015
Phil Hanna, Jr., Brent SternMorgan Stanley Wealth ManagementUBS Financial Services$13005-08-2015
Frances Goldstein, Judy EigMorgan Stanley Wealth ManagementUBS Financial Services$15504-15-2015
David W. LewisMorgan Stanley Wealth ManagementBank of America Merrill Lynch$25004-15-2015
Matthew J. McDowellMorgan Stanley Wealth ManagementWells Fargo Advisors$5303-30-2015
Thomas CagganelloMorgan Stanley Wealth ManagementWells Fargo Advisors$14503-18-2015
Daniel K. SchwalaMorgan Stanley Wealth ManagementUBS Financial Services$26703-18-2015
Mark F. LeonardMorgan Stanley Wealth ManagementSuntrust Investment Services$43503-18-2015
Eric T. PressmanMorgan Stanley Wealth ManagementBank of America Merrill Lynch$7501-22-2015
Brian Brice, Tim BriceMorgan Stanley Wealth ManagementBank of America Merrill Lynch$4,50011-20-2014
Robert PhelpsMorgan Stanley Wealth ManagementUBS Financial Services$9010-24-2014
Michael Zalkind, John WilliamsMorgan Stanley Wealth ManagementJPMorgan Chase & Co.$17510-24-2014
Thomas Forma, Kevin NicholsMorgan Stanley Wealth ManagementBank of America Merrill Lynch$30010-24-2014
Richard WilsonMorgan Stanley Wealth ManagementUBS Financial Services$11010-01-2014
Joseph Stein, Jr., Jeffrey SteinMorgan Stanley Wealth ManagementNeuberger Berman$32010-01-2014
Carolyn SandersonMorgan Stanley Wealth ManagementJ.P. Morgan Securities LLC$10010-01-2014
Richard PotashnerMorgan Stanley Wealth ManagementBank of America Merrill Lynch$13010-01-2014
Greg DeLong, Chris DeLongMorgan Stanley Wealth ManagementEdward Jones$20009-30-2014
Tracy A. ChanMorgan Stanley Wealth ManagementWells Fargo Advisors$5009-16-2014
Robert SatterfieldMorgan Stanley Wealth ManagementUBS Financial Services$18007-30-2014
Dante NeyraMorgan Stanley Wealth ManagementBank of America Merrill Lynch$007-10-2014
Brian PurcellMorgan Stanley Wealth ManagementBank of America Merrill Lynch$11507-10-2014
Richard Duffy, Russell KwokMorgan Stanley Wealth ManagementJ.P. Morgan Securities LLC$007-10-2014
Linda GoodsonMorgan Stanley Wealth ManagementWells Fargo Advisors$11007-10-2014
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Showing 1 to 25 of 183 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.