Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lei Sun, Zhigang ShenMorgan Stanley Wealth ManagementBank of America Merrill Lynch$19004-08-2016
Howard WenMorgan Stanley Wealth ManagementBank of America Merrill Lynch$17903-31-2016
Jose FincheltubMorgan Stanley Wealth ManagementCredit Suisse Wealth Services$10703-24-2016
David Atallah, Mike CassaMorgan Stanley Wealth ManagementCredit Suisse Wealth Services$002-15-2016
Beth Scanlan, Carol Abraham, Calvin FongMorgan Stanley Wealth ManagementCredit Suisse Wealth Services$37501-27-2016
Richard Zinman, Anthony Dertouzos, John MorenoMorgan Stanley Wealth ManagementCredit Suisse Wealth Services$5,00011-23-2015
William Goettert, John EntenbergMorgan Stanley Wealth ManagementCitigroup$1,00008-14-2015
Louis GreifMorgan Stanley Wealth ManagementBarclays$008-03-2015
Kerri Connellan, Jim PucciarelliMorgan Stanley Wealth ManagementBarclays$1,00007-13-2015
Jimena HailsMorgan Stanley Wealth ManagementHSBC Private Bank$20005-01-2015
Greg Fullmer, Daniel Hawkins, Douglas DyakonMorgan Stanley Wealth ManagementUBS Financial Services$1,30005-01-2015
Phil Hanna, Jr., Brent SternMorgan Stanley Wealth ManagementUBS Financial Services$13005-01-2015
Frances Goldstein, Judy EigMorgan Stanley Wealth ManagementUBS Financial Services$15504-02-2015
David W. LewisMorgan Stanley Wealth ManagementBank of America Merrill Lynch$25003-31-2015
Matthew J. McDowellMorgan Stanley Wealth ManagementWells Fargo Advisors$5303-06-2015
Daniel K. SchwalaMorgan Stanley Wealth ManagementUBS Financial Services$26702-27-2015
Mark F. LeonardMorgan Stanley Wealth ManagementSuntrust Investment Services$43502-13-2015
Eric T. PressmanMorgan Stanley Wealth ManagementBank of America Merrill Lynch$7501-09-2015
Thomas CagganelloMorgan Stanley Wealth ManagementWells Fargo Advisors$14501-08-2015
Robert PhelpsMorgan Stanley Wealth ManagementUBS Financial Services$9010-17-2014
Thomas Forma, Kevin NicholsMorgan Stanley Wealth ManagementBank of America Merrill Lynch$30010-17-2014
Michael Zalkind, John WilliamsMorgan Stanley Wealth ManagementJPMorgan Chase & Co.$17510-14-2014
Richard PotashnerMorgan Stanley Wealth ManagementBank of America Merrill Lynch$13009-19-2014
Richard WilsonMorgan Stanley Wealth ManagementUBS Financial Services$11009-16-2014
Joseph Stein, Jr., Jeffrey SteinMorgan Stanley Wealth ManagementNeuberger Berman$32009-15-2014
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Showing 1 to 25 of 192 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.