Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Walter Meranze, Ken Dysart, Sean GogolaProspera Financial ServicesWells Fargo Advisors$1,20006-30-2016
David BennetteProspera Financial ServicesWells Fargo Advisors$5005-01-2016
Andrew Toshie, Steve AlmondProspera Financial ServicesSterne Agee$1,00001-25-2016
David McMahanProspera Financial ServicesCapital Guardian$32301-12-2016
Michael ArnoldProspera Financial ServicesBank of America Merrill Lynch$14012-08-2015
John CrookProspera Financial ServicesRaymond James$8508-05-2015
Gregory MeadowsProspera Financial ServicesMorgan Stanley Wealth Management$6007-27-2015
D. Paterson CopeProspera Financial ServicesRaymond James$6004-17-2015
John M. GregoryProspera Financial ServicesCitigroup$5004-13-2015
Chris FlanaganProspera Financial ServicesCitigroup$10004-08-2015
Christopher E. GayeProspera Financial ServicesC. E. Gaye and Sons Securities$20001-21-2014
Scott PyleProspera Financial ServicesRaymond James$10011-06-2013
The Bishoff Financial GroupProspera Financial ServicesLPL Financial$13006-03-2013
Stephen Shipley, Jay RubottomProspera Financial ServicesMorgan Stanley Wealth Management$12103-28-2013
Jim R. DayProspera Financial ServicesSanders Morris Harris$5408-31-2012
John A. GilbertProspera Financial ServicesSanders Morris Harris$8008-31-2012
Jason L. SteeleProspera Financial ServicesRaymond James$7505-24-2012
Alex KineProspera Financial ServicesHuntington Investments$8012-15-2011
Mark BattaliniProspera Financial ServicesRBC Wealth Management$10506-01-2011
Jerry KlusenerProspera Financial ServicesUMB Financial Services$7005-31-2011
Robert BennieProspera Financial ServicesLPL Financial$8901-04-2011
Legacy Wealth Management GroupProspera Financial ServicesVSR Financial Services$13110-07-2010

Showing 1 to 22 of 22 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.