Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
|Adviser(s)||Firm joining||Firm leaving||AUM ($M)||Date|
|Scott Pyle||Prospera Financial Services||Raymond James||$100||11-15-2013|
|The Bishoff Financial Group||Prospera Financial Services||LPL Financial||$130||06-07-2013|
|Stephen Shipley, Jay Rubottom||Prospera Financial Services||Morgan Stanley Wealth Management||$121||04-02-2013|
|Jim R. Day||Prospera Financial Services||Sanders Morris Harris||$54||09-07-2012|
|John A. Gilbert||Prospera Financial Services||Sanders Morris Harris||$80||09-07-2012|
|Jason L. Steele||Prospera Financial Services||Raymond James||$75||08-02-2012|
|Alex Kine||Prospera Financial Services||Huntington Investments||$80||12-16-2011|
|Mark Battalini||Prospera Financial Services||RBC Wealth Management||$105||06-01-2011|
|Jerry Klusener||Prospera Financial Services||UMB Financial Services||$70||05-31-2011|
|Robert Bennie||Prospera Financial Services||LPL Financial||$89||01-04-2011|
|Legacy Wealth Management Group||Prospera Financial Services||VSR Financial Services||$131||10-21-2010|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.