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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dodd Newton Koeckert, Nicholas H. AngerRBC Wealth ManagementBank of America Merrill Lynch$1,20006-25-2015
Alex Fritzsche, Jennifer EdgellRBC Wealth ManagementBank of America Merrill Lynch; LPL Financial$18506-25-2015
Kurt KharoufRBC Wealth ManagementBank of America Merrill Lynch$11706-09-2015
Bob Brandenberger, Billy BrandenbergerRBC Wealth ManagementSouthwest Securities$22505-21-2015
James R. RubintonRBC Wealth ManagementUBS Financial Services$10604-22-2015
Dustin A. SmithRBC Wealth ManagementUBS Financial Services$18304-22-2015
Brian Friday, Richard Bondi, Jr., Eric GregoryRBC Wealth ManagementMorgan Stanley Wealth Management$25804-21-2015
James Winkler, Lauren Johnson, Randi RichardsonRBC Wealth ManagementUBS Financial Services$19501-28-2015
Daniel P. Thompson, Matt Rittenhouse, Alyson FrantzRBC Wealth ManagementBank of America Merrill Lynch$10311-10-2014
Todd D. WatsonRBC Wealth ManagementWells Fargo Advisors$11611-04-2014
Deborah Sullivan, Christine SaittaRBC Wealth ManagementMorgan Stanley Wealth Management$21310-14-2014
Robert MurphyRBC Wealth ManagementMorgan Stanley Wealth Management$20010-06-2014
Nick Mueller, Darren AmerkanianRBC Wealth ManagementWells Fargo Advisors$8009-30-2014
Charles "Chip" PisoniRBC Wealth ManagementBank of America Merrill Lynch$25009-16-2014
Jesse BengtsonRBC Wealth ManagementBank of America Merrill Lynch$23009-11-2014
Adam R. RosenzweigRBC Wealth ManagementMorgan Stanley Wealth Management$10008-29-2014
Roger J. RathRBC Wealth ManagementJanney Montgomery Scott$24508-11-2014
Peter ClearyRBC Wealth ManagementUBS Financial Services$13006-13-2014
Seymour Krinsky, Ken Eidson, Kyle Doege RBC Wealth ManagementWells Fargo Advisors$35005-02-2014
Ileana D. PlattRBC Wealth ManagementBarclays Wealth$24004-04-2014
Tim Marwill, Eric WittekRBC Wealth ManagementMorgan Stanley Wealth Management$002-12-2014
John J. Riffle, Patrick Easter, Terry Sherman, Michael RocheRBC Wealth ManagementMorgan Stanley Wealth Management$002-12-2014
James P. LeslieRBC Wealth ManagementWells Fargo Advisors$14002-03-2014
Katie ClarkRBC Wealth ManagementBank of America Merrill Lynch$15001-31-2014
Melanie FolstadRBC Wealth ManagementBank of America Merrill Lynch$11001-31-2014
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.