Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael SchipperRBC Wealth ManagementRaymond James$002-19-2016
Scott Edwards, George Kursar, Michael OcchiutoRBC Wealth ManagementJefferies$002-02-2016
Tom Prentice, Young Chung, Tricia Prentice, Stephanie BarsnessRBC Wealth ManagementBank of America Merrill Lynch$28001-20-2016
Gregory J. KenzikRBC Wealth ManagementUBS Financial Services$30011-30-2015
Ron Zimmermann, Gary Peterson, Phillip DispenseRBC Wealth ManagementMorgan Stanley Wealth Management$13211-13-2015
Janet F. Kirk, Anne Hassenfeldt, Nancy Sutton, Mary Beth WishartRBC Wealth ManagementMorgan Stanley Wealth Management$24210-30-2015
Edward J. Murphy IIIRBC Wealth ManagementUBS Financial Services$15010-29-2015
Larry Cummings, Clifford Wang RBC Wealth ManagementBarclays$010-15-2015
Robert B. CordiakRBC Wealth ManagementJPMorgan Chase & Co.$16007-20-2015
Dodd Newton Koeckert, Nicholas H. AngerRBC Wealth ManagementBank of America Merrill Lynch$1,20006-24-2015
Alex Fritzsche, Jennifer EdgellRBC Wealth ManagementBank of America Merrill Lynch; LPL Financial$18506-03-2015
Kurt KharoufRBC Wealth ManagementBank of America Merrill Lynch$11705-29-2015
Bob Brandenberger, Billy BrandenbergerRBC Wealth ManagementSouthwest Securities$22505-11-2015
Brian Friday, Richard Bondi, Jr., Eric GregoryRBC Wealth ManagementMorgan Stanley Wealth Management$25804-16-2015
James R. RubintonRBC Wealth ManagementUBS Financial Services$10604-01-2015
Dustin A. SmithRBC Wealth ManagementUBS Financial Services$18304-01-2015
James Winkler, Lauren Johnson, Randi RichardsonRBC Wealth ManagementUBS Financial Services$19512-08-2014
Daniel P. Thompson, Matt Rittenhouse, Alyson FrantzRBC Wealth ManagementBank of America Merrill Lynch$10310-28-2014
Todd D. WatsonRBC Wealth ManagementWells Fargo Advisors$11610-28-2014
Deborah Sullivan, Christine SaittaRBC Wealth ManagementMorgan Stanley Wealth Management$21310-09-2014
Robert MurphyRBC Wealth ManagementMorgan Stanley Wealth Management$20009-30-2014
Nick Mueller, Darren AmerkanianRBC Wealth ManagementWells Fargo Advisors$8009-15-2014
Charles "Chip" PisoniRBC Wealth ManagementBank of America Merrill Lynch$25009-15-2014
Jesse BengtsonRBC Wealth ManagementBank of America Merrill Lynch$23008-22-2014
Roger J. RathRBC Wealth ManagementJanney Montgomery Scott$24508-06-2014
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.