Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Phillip Friesen, Chuck Crowson, John Friesen, Greg Bowman, Josh Zeleskey, Karen Ronaghan, Bonnie McKinneyRBC Wealth ManagementMorgan Stanley Wealth Management$1,00008-30-2016
John McIntyreRBC Wealth ManagementWells Fargo Advisors$10008-23-2016
Scott Ramo, Valerie RamoRBC Wealth ManagementRaymond James$30007-13-2016
William Haring, Bradley HaringRBC Wealth ManagementMorgan Stanley Wealth Management$12407-13-2016
Jim Murray, Ryan Griego, Desiree Jara, Kimberly RitchieRBC Wealth ManagementThe Gryphon Group$23806-10-2016
Sanya MulhernRBC Wealth ManagementBank of America Merrill Lynch$15006-07-2016
Gray Jackson RBC Wealth ManagementMorgan Stanley Wealth Management$14005-06-2016
Grady JacksonRBC Wealth ManagementMorgan Stanley Wealth Management$14004-28-2016
Michael SchipperRBC Wealth ManagementRaymond James$002-19-2016
Scott Edwards, George Kursar, Michael OcchiutoRBC Wealth ManagementJefferies$002-02-2016
Tom Prentice, Young Chung, Tricia Prentice, Stephanie BarsnessRBC Wealth ManagementBank of America Merrill Lynch$28001-20-2016
Gregory J. KenzikRBC Wealth ManagementUBS Financial Services$30011-30-2015
Ron Zimmermann, Gary Peterson, Phillip DispenseRBC Wealth ManagementMorgan Stanley Wealth Management$13211-13-2015
Janet F. Kirk, Anne Hassenfeldt, Nancy Sutton, Mary Beth WishartRBC Wealth ManagementMorgan Stanley Wealth Management$24210-30-2015
Edward J. Murphy IIIRBC Wealth ManagementUBS Financial Services$15010-29-2015
Larry Cummings, Clifford Wang RBC Wealth ManagementBarclays$010-15-2015
Robert B. CordiakRBC Wealth ManagementJPMorgan Chase & Co.$16007-20-2015
Dodd Newton Koeckert, Nicholas H. AngerRBC Wealth ManagementBank of America Merrill Lynch$1,20006-24-2015
Alex Fritzsche, Jennifer EdgellRBC Wealth ManagementBank of America Merrill Lynch; LPL Financial$18506-03-2015
Kurt KharoufRBC Wealth ManagementBank of America Merrill Lynch$11705-29-2015
Bob Brandenberger, Billy BrandenbergerRBC Wealth ManagementSouthwest Securities$22505-11-2015
Brian Friday, Richard Bondi, Jr., Eric GregoryRBC Wealth ManagementMorgan Stanley Wealth Management$25804-16-2015
Dustin A. SmithRBC Wealth ManagementUBS Financial Services$18304-01-2015
James R. RubintonRBC Wealth ManagementUBS Financial Services$10604-01-2015
James Winkler, Lauren Johnson, Randi RichardsonRBC Wealth ManagementUBS Financial Services$19512-08-2014
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.