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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Cohen, Benjamin CohenRaymond JamesJ.P. Morgan Securities LLC$64004-08-2014
Nick Salvetti, A.J. Salvetti IIIRaymond JamesBank of America Merrill Lynch$21003-19-2014
David Huffman, Aimee BoggsRaymond JamesMorgan Stanley Wealth Management$18003-18-2014
Joanne Astle, Nick Astle, Mike Astle Raymond JamesBank of America Merrill Lynch$20003-12-2014
Luke Kuchenberg, Tyson RayRaymond JamesWells Fargo Advisors$22003-10-2014
Gene Marx, Catherine HunterRaymond JamesUBS Financial Services$22703-10-2014
Kyle GearhartRaymond JamesBank of America Merrill Lynch$30003-06-2014
Paul C. Allen, David SchadelRaymond JamesWiley Bros.-Aintree Capital$20003-04-2014
Thomas Dedrick, Pam FranklinRaymond JamesBank of America Merrill Lynch$16202-27-2014
Ann B. Fleming, Thomas E. Turnbaugh Raymond JamesWells Fargo Advisors$14002-26-2014
Peter J. Walsh, Lisa J. WalshRaymond JamesMorgan Stanley Wealth Management$22502-20-2014
Alex A. GallegoRaymond JamesStifel Nicolaus & Co.$9402-18-2014
David Rodrigo, Jason GoldbergRaymond JamesWells Fargo Advisors$10102-18-2014
S. Benjamin Weiner, Michael Hlavek, Duke Marsh, Daniel IosueRaymond JamesMorgan Stanley Wealth Management$55001-14-2014
Anthony Vaccaro, Jr., Bill Callis, Matt FerrellRaymond JamesSouthwest Securities$001-08-2014
Alan J. SpilkerRaymond JamesBank of America Merrill Lynch$001-08-2014
Jason Saunders, Stephanie E. Kelly, Kendall AchesonRaymond JamesMorgan Stanley Wealth Management$30801-08-2014
Terry Wiles, Ryan SmithRaymond JamesLPL Financial$14601-03-2014
Scott Haley, Judy Mansfield, Jason Koptish, Scott GlazeRaymond JamesWells Fargo Advisors$21012-20-2013
John Quello, Nathan QuelloRaymond JamesUBS Financial Services$32512-16-2013
Doug Noble, Greg Bowden, Rod DahlRaymond JamesWells Fargo Advisors$22012-05-2013
Charles Massimi, Bradley Silverman, Daniel Bruno Raymond JamesMorgan Stanley Wealth Management$15411-26-2013
Richard B. Swift, Jeff A. DakinRaymond JamesMorgan Stanley Wealth Management$93411-20-2013
Denis M. O'BrienRaymond JamesMorgan Stanley Wealth Management$5511-15-2013
Patrick Buchanan, Dominic Nori, Adam GoldsteinRaymond JamesLPL Financial$31011-12-2013
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.