Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Debra Riedel, Josh J. Miles, Michele CisarioRaymond JamesMorgan Stanley Wealth Management$32509-19-2016
William Campbell, Patrick J. Courtright, Eltiena Campbell, Christine RobertsonRaymond JamesMorgan Stanley Wealth Management$36009-19-2016
Dieter RamaekersRaymond JamesMorgan Stanley Wealth Management$13209-14-2016
Patrick NickersonRaymond JamesMorgan Stanley Wealth Management$5008-30-2016
Donald McCullough, John McCullough, William SparksRaymond JamesWells Fargo Advisors$22008-12-2016
Thomas MaysRaymond JamesBank of America Merrill Lynch$10508-07-2016
Ronald ButlerRaymond JamesCetera$40608-02-2016
Chad Keim, Vince Little, Brian OswaldRaymond JamesLPL Financial$30007-28-2016
Mark Southwell, Bill Martin, Sam DicksonRaymond JamesMorgan Stanley Wealth Management$18007-26-2016
Paul Neuner, Kevin McFarland, Dominic Repetti, Neelab Naibkhyl, Timothy Cronin, Damon DeLillo, Michael RozovicsRaymond JamesWells Fargo Advisors$7,00007-25-2016
Frank Urban, David HansonRaymond JamesMorgan Stanley Wealth Management$12507-21-2016
J. Shawn Gentle Raymond JamesWells Fargo Advisors$17507-20-2016
Dewey D. Steffen, Michael P. Hartman, Carmela EastinRaymond JamesUBS Financial Services$15007-12-2016
Jeffrey Grandy, Sophia Bliablias-Grandy, Douglas Souvenir, Keoni Hudson-RasmussenRaymond JamesForesters Financial$24007-11-2016
George Bragaw, William Weldon, Tara OrendorffRaymond JamesWells Fargo Advisors$20506-20-2016
Robert L. Jackson, Jared Roskelley, Barbara Sutton,Greg Stark, Darin Shebesta, Mike Cupell, Debra Brough, Conrad Roskelley Raymond JamesCambridge Investment Research$18006-10-2016
Henry BrightwellRaymond JamesStifel Nicolaus & Co.$7006-02-2016
Jay Saling, Jason Stuber, Emily Saling, John VolpertRaymond JamesHilliard Lyons$25006-02-2016
Roger Veome, Thomas Morrill, Katherine WardellRaymond JamesMorgan Stanley Wealth Management$26006-02-2016
Mark J. RubinRaymond JamesMorgan Stanley Wealth Management$27005-31-2016
Alan LazzaraRaymond JamesWilliam Blair & Co.$28005-23-2016
David Jackson, Martin SpearsRaymond JamesBank of America Merrill Lynch$20005-19-2016
Robert Phinney, Graham Goodwin,and Richard Byrd IIIRaymond JamesMorgan Stanley Wealth Management$33205-17-2016
Joel Selden, Larry ScharfRaymond JamesUBS Financial Services$32004-29-2016
Kristy McGee, Jennifer DayoubRaymond JamesMorgan Stanley Wealth Management$11004-18-2016
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Showing 1 to 25 of 214 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.