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Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alex A. GallegoRaymond JamesStifel Nicolaus & Co.$9402-18-2014
David Rodrigo, Jason GoldbergRaymond JamesWells Fargo Advisors$10102-18-2014
S. Benjamin Weiner, Michael Hlavek, Duke Marsh, Daniel IosueRaymond JamesMorgan Stanley Wealth Management$55001-14-2014
Anthony Vaccaro, Jr., Bill Callis, Matt FerrellRaymond JamesSouthwest Securities$001-08-2014
Alan J. SpilkerRaymond JamesBank of America Merrill Lynch$001-08-2014
Jason Saunders, Stephanie E. Kelly, Kendall AchesonRaymond JamesMorgan Stanley Wealth Management$30801-08-2014
Terry Wiles, Ryan SmithRaymond JamesLPL Financial$14601-03-2014
Scott Haley, Judy Mansfield, Jason Koptish, Scott GlazeRaymond JamesWells Fargo Advisors$21012-20-2013
John Quello, Nathan QuelloRaymond JamesUBS Financial Services$32512-16-2013
Doug Noble, Greg Bowden, Rod DahlRaymond JamesWells Fargo Advisors$22012-05-2013
Charles Massimi, Bradley Silverman, Daniel Bruno Raymond JamesMorgan Stanley Wealth Management$15411-26-2013
Richard B. Swift, Jeff A. DakinRaymond JamesMorgan Stanley Wealth Management$93411-20-2013
Denis M. O'BrienRaymond JamesMorgan Stanley Wealth Management$5511-15-2013
Patrick Buchanan, Dominic Nori, Adam GoldsteinRaymond JamesLPL Financial$31011-12-2013
Eric Zeitlin, Todd Moll, Lee Hediger, Scott MontgomeryRaymond JamesWalnut Street Securities$1,00010-17-2013
Chris Rogers, Steve Guthrie, Dana Ricker, David Mitchell Raymond JamesMorgan Stanley Wealth Management$50009-06-2013
Stephen J. ValellyRaymond JamesJefferies & Company$10009-05-2013
William S. Schroth, Joseph Taylor, Kip Dominy, Ken Hyatt, Bruce KellyRaymond JamesWells Fargo Advisors$25009-03-2013
Winfield S. Smathers IV, Frederick C. Miller Raymond JamesHunter Associates$35007-12-2013
Michael A. Brannam, Patrick A. BrannamRaymond JamesUBS Financial Services$25007-09-2013
Claire C. FriedrichsRaymond JamesBank of America Merrill Lynch$8006-19-2013
Scott A. Schuster, Paul L. CasazzaRaymond JamesMorgan Stanley Wealth Management$24006-17-2013
Cynthia Woodsmall JonesRaymond JamesMorgan Stanley Wealth Management$43506-12-2013
James D. HallRaymond JamesUSCA Securities LLC$10006-07-2013
Edward F. TillsRaymond JamesMorgan Stanley Wealth Management$10805-31-2013

Showing 1 to 25 of 25 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.