Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter J. Walsh, Lisa J. WalshRaymond JamesMorgan Stanley Wealth Management$22502-14-2014
Paul C. Allen, David SchadelRaymond JamesWiley Bros.-Aintree Capital$20001-28-2014
Luke Kuchenberg, Tyson RayRaymond JamesWells Fargo Advisors$22001-17-2014
Ann B. Fleming, Thomas E. Turnbaugh Raymond JamesWells Fargo Advisors$14001-17-2014
Alex A. GallegoRaymond JamesStifel Nicolaus & Co.$9401-02-2014
Kyle GearhartRaymond JamesBank of America Merrill Lynch$30012-19-2013
Gene Marx, Catherine HunterRaymond JamesUBS Financial Services$22712-13-2013
S. Benjamin Weiner, Michael Hlavek, Duke Marsh, Daniel IosueRaymond JamesMorgan Stanley Wealth Management$55012-06-2013
John Quello, Nathan QuelloRaymond JamesUBS Financial Services$32511-21-2013
Richard B. Swift, Jeff A. DakinRaymond JamesMorgan Stanley Wealth Management$93411-20-2013
David Rodrigo, Jason GoldbergRaymond JamesWells Fargo Advisors$10111-15-2013
David Huffman, Aimee BoggsRaymond JamesMorgan Stanley Wealth Management$18011-14-2013
Terry Wiles, Ryan SmithRaymond JamesLPL Financial$14610-31-2013
Doug Noble, Greg Bowden, Rod DahlRaymond JamesWells Fargo Advisors$22010-31-2013
Denis M. O'BrienRaymond JamesMorgan Stanley Wealth Management$5510-25-2013
Charles Massimi, Bradley Silverman, Daniel Bruno Raymond JamesMorgan Stanley Wealth Management$15410-11-2013
Anthony Vaccaro, Jr., Bill Callis, Matt FerrellRaymond JamesSouthwest Securities$010-04-2013
Jason Saunders, Stephanie E. Kelly, Kendall AchesonRaymond JamesMorgan Stanley Wealth Management$30810-04-2013
Scott Haley, Judy Mansfield, Jason Koptish, Scott GlazeRaymond JamesWells Fargo Advisors$21009-27-2013
Patrick Buchanan, Dominic Nori, Adam GoldsteinRaymond JamesLPL Financial$31009-03-2013
William S. Schroth, Joseph Taylor, Kip Dominy, Ken Hyatt, Bruce KellyRaymond JamesWells Fargo Advisors$25009-03-2013
Eric Zeitlin, Todd Moll, Lee Hediger, Scott MontgomeryRaymond JamesWalnut Street Securities$1,00008-30-2013
Alan J. SpilkerRaymond JamesBank of America Merrill Lynch$008-28-2013
Chris Rogers, Steve Guthrie, Dana Ricker, David Mitchell Raymond JamesMorgan Stanley Wealth Management$50006-20-2013
Winfield S. Smathers IV, Frederick C. Miller Raymond JamesHunter Associates$35006-07-2013
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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.